Search for: "K Cooley" Results 41 - 60 of 243
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7 Jan 2022, 5:52 am
Eccles (Oxford University) and Miriam Vogel (EqualAI & Georgetown University), on Wednesday, January 5, 2022 Tags: Algorithmic trading, Artificial intelligence, Cybersecurity, ESG, Financial regulation, Financial technology, Privacy, Systemic risk Enforcement Again Brings Charges for Failure to Disclose Perks Posted by Cydney Posner, Cooley LLP, on Wednesday, January 5, 2022 Tags: Books and records, Compensation… [read post]
8 Nov 2021, 6:33 am by Derek T. Muller
Firm D R D% Berger Montague $563,692 $0 100.0% Grant & Eisenhoffer $379,781 $0 100.0% Kaplan Fox $77,572 $0 100.0% Hagens Berman $71,775 $0 100.0% Hausfeld $35,142 $0 100.0% Berman Tabacco $21,182 $0 100.0% Joseph Saveri Law $6,284 $0 100.0% MoginRubin LLP $5,231 $0 100.0% Bernstein Liebhard $635 $0 100.0% Lief Cabraser $764,357 $30 100.0% Herman, Herman $284,946 $15 100.0% Bernstein Litowitz $205,015 $15 … [read post]
8 Nov 2021, 6:33 am by Derek T. Muller
Firm D R D% Berger Montague $563,692 $0 100.0% Grant & Eisenhoffer $379,781 $0 100.0% Kaplan Fox $77,572 $0 100.0% Hagens Berman $71,775 $0 100.0% Hausfeld $35,142 $0 100.0% Berman Tabacco $21,182 $0 100.0% Joseph Saveri Law $6,284 $0 100.0% MoginRubin LLP $5,231 $0 100.0% Bernstein Liebhard $635 $0 100.0% Lief Cabraser $764,357 $30 100.0% Herman, Herman $284,946 $15 100.0% Bernstein Litowitz $205,015 $15 … [read post]
29 Oct 2021, 6:19 am
First Legal Challenge to California’s Board Gender Diversity Statute Heads to Trial Posted by Cydney Posner, Cooley LLP, on Friday, October 22, 2021 Tags: Board composition, Boards of Directors, California, Diversity, ESG, Securities litigation, State law ​U.S. [read post]
7 Sep 2021, 3:30 am by Liz Dunshee
For more details see this WSJ article, this NYT article and this Cooley blog. [read post]
25 May 2021, 3:03 am by Lynn Jokela
Reg. 81658) – this type of action would go further than the DOL’s previously-announced non-enforcement policy for these rules and is intended to bolster the resilience of 401(k) and pension investments. [read post]
10 May 2021, 2:56 am by Liz Dunshee
Lynn blogged about recent amendments to the NYSE Listed Company Manual that would decouple NYSE pre-approval requirements for related party transactions from the $120,000 threshold in Item 404 of Regulation S-K. [read post]
7 Apr 2021, 12:23 pm by Adam Faderewski
The State Bar of Texas’ Membership Department was informed in February and March 2021 of the deaths of these members. [read post]
2 Apr 2021, 3:05 am by Liz Dunshee
Cooley’s Cydney Posner did pull up a few proxy statements – this blog summarizes her findings: Should we assume that companies that did not file are not in compliance? [read post]
25 Feb 2021, 3:00 am by John Jenkins
  If you want to get a sense for where the SEC may be heading in this area and the broader ESG disclosure category, check out this blog from Cooley’s Cydney Posner. [read post]
21 Jan 2021, 3:03 am by Lynn Jokela
 However, as a heads up to anyone preparing this Form 8-K disclosure, it appears that the Form 8-K available on the SEC’s Forms List was last updated in May 2019 and does not yet reflect these updates. [read post]
27 Nov 2020, 5:58 am
Securities and Exchange Commission, on Friday, November 20, 2020 Tags: Capital formation, Capital markets, Compliance and disclosure interpretation, COVID-19, Disclosure, ESG, SEC, SEC rulemaking, Securities regulation Investing in a SPAC Posted by Eleazer Klein and Adriana Schwartz, Schulte Roth & Zabel LLP, on Saturday, November 21, 2020 Tags: Acquisition agreements, Capital formation, Institutional… [read post]
9 Oct 2020, 6:05 am
Russo, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Saturday, October 3, 2020 Tags: Disclosure, Human capital, Regulation S-K, Risk disclosure, SEC, SEC rulemaking, Securities regulation Promoting Consistency in Corporate Sustainability Reporting Posted by Katherine Brennan and Connor Kuratek (Marsh & McLennan Companies) and Betty Moy Huber (Davis Polk & Wardwell LLP), on Saturday, October 3, 2020 … [read post]
25 Sep 2020, 6:31 am
Securities and Exchange Commission, on Wednesday, September 23, 2020 Tags: Board composition, Boards of Directors, Disclosure, Diversity, ESG, Firm performance, Regulation S-K, SEC, Securities regulation Statement by Commissioner Roisman on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8 Posted by Elad L. [read post]