Search for: "Kelly Capital, LLC"
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4 May 2019, 12:39 pm
GIVING CREDIT WHERE CREDIT IS DUE Democrat Richard Hightower botches his first National Collegiate Student Loan Trust case after taking office as a member of Houston Court of Appeals Sheila Kirk v. [read post]
19 Apr 2019, 5:59 am
April 16, 2019Appellate Division, Second Department Appellate Division holds that Indian Child Welfare Act applies to Neglect Proceeding and Shinnecock Tribe had right to intervene In Matter of Durpee M, v Samantha Q., 2019 WL 1461831 (2d Dept., 2019) the mother and her husband (father) were the parents of the child, who was born in January 2017. [read post]
11 Apr 2019, 3:57 pm
” (citing Kelly-Brown v. [read post]
10 Mar 2019, 5:08 pm
PIP-Group, LLC entitled “No Preliminary Injunctions against Libel”: The Hill reports that Conservative author and conspiracy theorist Jerome Corsi filed a defamation claim against Infowars and its founder Alex Jones on Thursday. [read post]
1 Mar 2019, 4:00 am
CCOs Facing Retaliation by Matt Kelly in Radical Compliance So how should a compliance or audit professional handle retaliation? [read post]
21 Feb 2019, 6:31 am
The SEC alleges that Kelly has engaged in this fraud scheme since 2014, when he was still affiliated with Capital Financial Services. [read post]
22 Jan 2019, 11:31 am
In her spare time, Kelly enjoys distance running (slowly), travel, and attempting to get her Black Lab, Luna, to stop chewing her textbooks. [read post]
14 Jan 2019, 3:08 pm
In the following guest post, written by Kelly S. [read post]
3 Jan 2019, 5:48 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Albin, William Waddell & Reed Metlife Securities Inc Allen, David Avenir Financial Group Gunnallen Financial, Inc Boupon, Kean Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Inc… [read post]
22 Dec 2018, 8:23 am
From August 2012 until August 2017 Kelly was associated with Capital Financial Services, Inc. [read post]
16 Nov 2018, 4:00 am
Center Street Securities broker Sean Kelly is accused of defrauding 12 investors, including older retirees and individuals with disabilities of at least $1M through his companies Lion’s Share and Associates, Inc., Lion’s Share Financial of East Cobb, and Lionsshare Tax Services, LLC. [read post]
14 Nov 2018, 12:59 pm
Thomas Edison Kelly, Jr (CRD #2877415) is a registered FINRA broker who is currently employed with Aegis Capital Corporation (CRD #15007) of New York, NY. [read post]
5 Nov 2018, 2:35 pm
The SEC alleges that Kelly has engaged in this fraud scheme since 2014, when he was still affiliated with Capital Financial Services. [read post]
31 Oct 2018, 6:35 am
Thomas Edison Kelly Jr. is a NY Broker with 21 Years in the Securities Industry with 5 Different Firms, and is Currently Registered with Aegis Capital Corp. in NYC Thomas Kelly Jr. is a NY broker with 21 years in the securities industry at 5 different firms, and is currently registered with Aegis Capital in New York, NY, FINRA reports. [read post]
10 Aug 2018, 6:11 am
Sobolewski, Wachtell, Lipton, Rosen & Katz, on Tuesday, August 7, 2018 Tags: Bondholders, Capital markets, Corporate debt, Covenants, Credit default swaps, Debtor-creditor law, Hedge funds, Shareholder activism, Short sales Ratings that Don’t Rate: The Subjective World of ESG Ratings Agencies Posted by Tim Doyle, American Counsel for Capital Formation, on Tuesday, August 7, 2018 Tags: Corporate Social… [read post]
4 Jun 2018, 6:26 am
Valbona Keja Keja-Dasilva Suntrust Investment Services, Inc CCO Investment Services Corp Shane Jason Kelly LPL Financial LLC Atlantic Capital Advisors Keesang John Kim MML Investors Services, LLC Pruco Securities, LLC Michael Ray Matos J.P. [read post]
18 May 2018, 6:01 am
Klemash, Kellie C. [read post]
9 May 2018, 4:35 pm
In its conference of May 10, 2018, the court will consider petitions involving issues such as whether the Supreme Court should overrule the “separate sovereigns” exception to the double jeopardy clause; whether the Johnson rule made retroactive in Welch renders the residual clause of the career offender provision of the mandatory, pre-Booker Sentencing Guidelines unconstitutionally vague; and whether a railroad’s payment to an employee for time… [read post]
9 May 2018, 9:40 am
Greene’s Energy Group, LLC, involving the constitutionality of inter partes review. [read post]
4 Apr 2018, 7:38 am
Kevin Richard Graetz Paulson Investment Company LLC Roth Capital Partners, LLC Minish Joe Hede Paulson Investment Company LLC Roth Capital Partners, LLC Shane Jason Kelly LPL Financial LLC Suntrust Investment Services, Inc. [read post]
