Search for: "Lee Clayton"
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17 Feb 2021, 4:08 pm
ABA President Patricia Lee Refo will give keynote remarks at 4 p.m. [read post]
17 Feb 2021, 3:01 am
The paper caught the attention of three Democratic US Senators – who used the research as a basis for this letter to Acting SEC Chair Allison Herren Lee. [read post]
16 Feb 2021, 3:16 am
SEC Severs Enforcement Settlements & “Bad Actor” Waivers Also last week, Acting SEC Chair Allison Herren Lee issued this statement to reverse the Clayton-era policy of simultaneously considering enforcement settlements and requests for waivers from “bad actor” consequences – e.g., loss of WKSI status, Rule 506 eligibility and PSLRA safe harbors. [read post]
10 Feb 2021, 1:07 pm
Under former Chair Clayton during the Trump administration, only the two co-heads of the Enforcement Division could approve the issuance of a Formal Order of Investigation. [read post]
22 Jan 2021, 3:03 am
Right before the end of the year, President Trump designated Commissioner Elad Roisman as Acting Chair following former Chairman Jay Clayton’s departure. [read post]
21 Jan 2021, 3:36 pm
Roisman, who was appointed Acting Chairman by President Trump on December 28, 2020 following the resignation of former Chairman Jay Clayton. [read post]
18 Jan 2021, 11:30 am
Under the tenure of former Chairman Jay Clayton, the SEC demonstrated a commitment to utilizing whistleblower disclosures in policing securities violations and to rewarding whistleblowers accordingly. [read post]
18 Jan 2021, 11:30 am
Under the tenure of former Chairman Jay Clayton, the SEC demonstrated a commitment to utilizing whistleblower disclosures in policing securities violations and to rewarding whistleblowers accordingly. [read post]
5 Jan 2021, 2:38 pm
Clayton County, donde en una votación de 6 a 3 el alto foro judicial de Estados Unidos declaró que no se puede despedir a una persona sencillamente por ser de la comunidad LBGTIQ+, porque es contrario a la ley federal de derechos civiles. [read post]
4 Jan 2021, 1:26 pm
The directors’ and officers’ liability environment is always changing, but 2020 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
31 Dec 2020, 3:03 am
With Chairman Clayton departing from the SEC on December 23, the Commission is down to four Commissioners and like many rule proposals this year, the Commission adopted the NYSE direct listing rule by a 3-2 vote with Commissioners Allison Herren Lee and Caroline Crenshaw dissenting. [read post]
29 Dec 2020, 9:09 am
Roisman is taking over the chairmanship from Jay Clayton who stepped down from his post after a three-and-a-half year tenure. [read post]
29 Dec 2020, 3:03 am
John blogged last week about former Chairman Jay Clayton’s departure – his last day was December 23. [read post]
24 Dec 2020, 3:00 am
“ Jay Clayton Signs Off SEC Chair Jay Clayton issued a statement announcing that yesterday would be his final day in his position. [read post]
14 Dec 2020, 11:09 am
SEC Commissioner, Allison Lee is positioned to become the acting Chair until President Biden appoints a replacement for Jay Clayton[5]. [read post]
27 Nov 2020, 5:58 am
Acquisition Experience and Director Remuneration Posted by Addis Birhanu (Ecole de Management de Lyon), on Friday, November 20, 2020 Tags: Boards of Directors, Director compensation, Human capital, Management, Mergers & acquisitions Remarks by Chairman Clayton to the Economic Club of New York Posted by Jay Clayton, U.S. [read post]
10 Nov 2020, 7:19 am
Current Commissioner Allison Herren Lee, a Democrat, has demonstrated on two fronts the potential to shift SEC policy. [read post]
9 Nov 2020, 2:43 pm
A new Democratically appointed Chair likely would join with current Democratic Commissioners Allison Herren Lee and Caroline Crenshaw (who took office in 2019 and 2020, respectively) to alter the course that the Commission followed under Clayton. [read post]
8 Nov 2020, 9:56 pm
UPDATE: Knowledgeable readers have pointed out to me that current SEC Chair Jay Clayton’s term runs until June 2021, and he could serve in the role until that time unless he withdraws or resigns prior to that. [read post]
6 Nov 2020, 6:30 am
Securities and Exchange Commission, on Tuesday, November 3, 2020 Tags: Capital formation, Equity offerings, Investor protection, Registration exemptions, SEC, Securities regulation Statement by Chairman Clayton on Harmonizing, Simplifying and Improving the Exempt Offering Framework Posted by Jay Clayton, U.S. [read post]
