Search for: "Lincoln Financial"
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20 May 2015, 9:30 am
” On top of moving out of the White House, mothering her sons and moving forward with her life, Lincoln must deal with all these financial stresses. [read post]
14 Apr 2010, 1:02 pm
The Chair, Blanche Lincoln, is considering banning banks from trading financial derivatives, a proposal that goes beyond what the Obama Administration proposed. [read post]
7 Aug 2010, 1:07 pm
Senator Blanche Lincoln believes that the adoption of aggregate position limits, along with greater transparency, will help bring some normalcy back to the financial markets and reduce some of the volatility we have witnessed over the last few years. [read post]
29 Apr 2011, 12:58 pm
A Financial Industry Regulatory Authority arbitration panel says that Lincoln Financial Advisors Corporation must pay the Wright Family Trust $1.6M over securities claims related to investments that were made in a number of funds. [read post]
17 Oct 2009, 4:31 am
In the weeks prior to Lincoln‘s inauguration, the financial markets were swept by panic, [read post]
16 Jul 2008, 5:31 pm
Anne Gregory of the Fort Wayne Journal Gazette is reporting at noon today:The Allen County Public Library issued a statement Wednesday morning saying that Indiana is among the finalists to become the permanent home of the Lincoln Financial Foundation's collection of Abraham Lincoln artifacts and documents. [read post]
13 Jul 2017, 6:59 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Walter Starghill (Starghill), in March 2017, was discharged by brokerage firm Lincoln Investment over allegations of Starghill’s “participation in a private securities transaction in violation of Firm policy. [read post]
30 Jul 2015, 5:40 am
According to the BrokerCheck records kept by Financial Industry Regulatory Authority (FINRA) broker George Lincoln (Lincoln) has been the subject of at least three customer complaints, one regulatory action, and one employment separation. [read post]
7 Mar 2013, 8:48 am
Lincoln Financial Securities Corporation (CRD #3870, Concord, New Hampshire) recently submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured and fined $175,000. [read post]
28 Feb 2013, 9:00 am
An op-ed in Bucharest, Romania’s financial newspaper, Ziarul Financiar by attorney Cornel Popa titled “Abraham Lincoln, a Solution for Romania,” describes fraud in Romanian government procurement, and proposes a law there based on the U.S. [read post]
6 May 2010, 9:41 am
Lincoln said that using derivatives to manage risk and using them to create exotic swaps which have led to the financial demise are two very different things. [read post]
17 Jan 2020, 6:50 am
“Chad” Burroughs, a financial advisor for Lincoln Planning of Torrington, Connecticut, misappropriated client money for personal use. [read post]
10 Aug 2010, 4:48 pm
A colloquy between Senator Hagan and Senator Lincoln revealed that, when the CFTC and SEC are making the determination as to whether a person dealing in swaps is a major swap participant or major security-based swap participant, it is the intent of Congress that both the CFTC and the SEC focus on risk factors that contributed to the recent financial crisis, such as excessive leverage, under-collateralization of swap positions, and a lack of information about the aggregate size of… [read post]
9 Feb 2011, 9:03 am
In a written statement, Hinojosa blamed his bankruptcy on a loan he personally guaranteed for his family's meat company.The 8-term congressman serves on the House Financial Services Committee.The New Republic Magazine has an interesting slideshow featuring noted politicians who had been bankrupted including Thomas Jefferson, Abraham Lincoln, Benedict Arnold, William McKinley and George McGovern.Check it out here. [read post]
16 Feb 2015, 11:27 am
We remember the railsplitting and the presidenting, but what massive financial burden of a job did young lawyer Lincoln spend years paying off? [read post]
6 Sep 2018, 9:40 am
Lincoln Investment Planning to pay $1.37 million to clients According to the Financial Industry Regulatory Authority, Inc. [read post]
26 Jan 2023, 6:50 am
Nonprofit expert on financial intelligence and cryptocurrencies. [read post]
14 Dec 2020, 8:09 am
Lincoln Investment’s supervisory failures result in imposters alleged theft of 2 customers’ funds According to a Letter of Acceptance Waiver and Consent (AWC) signed December 10, The Financial Industry Regulatory Authority (FINRA) has censured and fined Lincoln Investment after alleged supervisory failures resulted in an attempted theft of customers funds. [read post]
6 Oct 2009, 5:00 am
The recent sentence of the former chief financial officer of Lincoln Park reflects the severe consequences of being convicted of official misconduct. [read post]
25 Jun 2017, 12:55 pm
Thomas Andrews, a registered representative from California, formerly from Nephi, Utah, and previously registered with LPL Financial was barred from FINRA as a result of allegations he defrauded over twenty clients in a scam he called “the Lincoln” and “the Jackson Trust. [read post]
