Search for: "Long v. Wells Fargo Bank" Results 41 - 60 of 167
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23 Mar 2018, 6:23 am
Miller, Wachtell Lipton Rosen & Katz, on Tuesday, March 20, 2018 Tags: Board communication, Board oversight, Boards of Directors, Compliance & ethics, Corporate culture, Cybersecurity, ESG, FCPA, Fiduciary duties, Institutional Investors, ISS, Long-Term value, Proxy advisors, Risk, Risk management, Risk oversight, Wells Fargo A Regulatory Framework for Exchange-Traded… [read post]
28 Feb 2018, 12:21 pm by Gregory Forman
In 2015, when the Court of Appeals, in the case of Wells Fargo Bank, N.A. v. [read post]
10 Jan 2018, 4:19 am by Mack Sperling
  The supplemental disclosures revealed that in the two years before the deal was struck, Krispy Kreme had paid Wells Fargo $300,000 for "investment banking services" and that an affiliate of the buyer had paid Wells Fargo $1 million "in connection with corporate loans. [read post]
21 Jul 2017, 6:04 am
Mendelsohn, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Saturday, July 15, 2017 Tags: Anti-corruption, Disgorgement, DOJ, FCPA, Misconduct, SEC, SEC enforcement, Securities enforcement, Supreme Court Balancing the Governance of Financial Institutions Posted by David Min, University of California, Irvine, on Sunday, July 16, 2017 Tags: Agency costs, Banks, Dodd-Frank Act, Failed… [read post]
21 Jun 2017, 7:59 am by John Elwood
Wells Fargo Bank, NA, 16-1208 Issue: Whether the U.S. [read post]
28 Apr 2017, 6:02 am
Jackson, Harvard Law School, on Saturday, April 22, 2017 Tags: Accountability, Bank boards, Banks, Boards of Directors, CFPB, Compliance & ethics, Consumer protection, Financial institutions, Financial regulation, Incentives, Misconduct, Oversight, Proxy advisors, Risk oversight, Shareholder voting, Wells Fargo Assessing Financial Advisor Compensation Disclosure Following Vento v. [read post]