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4 May 2023, 6:30 am
Posted by Mark T. [read post]
4 May 2023, 6:30 am
Posted by Mark T. [read post]
2 May 2023, 9:01 pm
I’m going to focus on five, all of which relate to Dodd-Frank mandates and authorities. [read post]
26 Apr 2023, 7:54 am
By Mark S. [read post]
26 Apr 2023, 3:30 am
And, mark your calendars for our “Proxy Season Post Mortem” webcast – 2pm ET on Tuesday, June 27th, as we’ll touch on this as a “hot topic. [read post]
7 Apr 2023, 7:02 am
By Mark S. [read post]
23 Mar 2023, 7:19 am
After spending seven years as a proposal in limbo, the Securities and Exchange Commission ("SEC") adopted a "Pay Versus Performance" rule in August of 2022, finally meeting the statutory mandate set forth in the Dodd-Frank Act. [read post]
19 Mar 2023, 9:05 pm
Either through the Dodd-Frank special resolution machinery or the determination that such banks are “too big too fail,” the large depositor will surely be protected. [read post]
16 Mar 2023, 9:57 am
”Uyeda also objected that the SEC did not use its express authority under Dodd-Frank to test whether the proposed disclosures to investors would be effective. [read post]
15 Feb 2023, 6:06 am
” Senator Mark Warner, the sponsor of the ASPA, likewise indicated that he understood the Amendment as covering ICC efforts just before he moved to incorporate the Dodd Amendment by unanimous consent. [read post]
10 Feb 2023, 2:49 am
The Dodd-Frank clawback rules are not yet effective – but the checkboxes are included on the cover page of the updated Form that the SEC has published. [read post]
7 Feb 2023, 3:13 am
Many practitioners are taking the inclusion of the Dodd-Frank clawback checkboxes on the Form as confirmation that they are required on filings to be made this spring, and interpreting the SEC’s late-January CDI as guidance that you simply don’t need to mark the boxes. [read post]
26 Jan 2023, 9:30 am
In the aftermath of the late-2000s financial crisis, the 2010 Dodd-Frank Act added Section 27B to the Securities Act. [read post]
20 Jan 2023, 6:41 am
Last of the Dodd-Frank Act Regulations. [read post]
20 Jan 2023, 6:41 am
Last of the Dodd-Frank Act Regulations. [read post]
5 Jan 2023, 9:05 pm
For example, in a case filed on April 22, 2013, the SEC alleged that Mark D. [read post]
21 Dec 2022, 6:03 am
By Mark S. [read post]
12 Dec 2022, 5:24 am
By Mark S. [read post]
30 Nov 2022, 3:08 am
The literature on art crime is also marked by a gendered language. [read post]
28 Nov 2022, 3:21 pm
Read More: The CFTC Whistleblower Program What Whistleblowers Should Know about the Dodd-Frank Act Fraud in Markets Regulated by the CFTC Think you have a whistleblower case? [read post]
