Search for: "Marie Aguilar"
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20 Mar 2012, 7:27 pm
SEC Chairman Mary Schapiro, Commissioner Luis Aguilar, former SEC chairman Arthur Levitt, the CFA Institute, the Consumer Federation of America, and the AFL-CIO are among those who have raised concerns about the broad reach of the House legislation. [read post]
25 Mar 2010, 6:11 am
Aguilar, Sheila C. [read post]
12 Oct 2011, 6:57 am
Rosenberg (‘83), Mary Schapiro, James S. [read post]
30 Apr 2013, 11:25 am
Al Franken (D-Minn) today wrote a letter to SEC Chair Mary Jo White and issued a press release urging the SEC to eliminate mandatory securities arbitration. [read post]
8 May 2012, 9:42 am
Schapiro also does not have support from a majority of the SEC’s board, with Luis Aguilar, a swing vote on the proposal, said to be undecided. [read post]
31 Jan 2011, 12:44 pm
Aguilar, Kathleen L. [read post]
19 Mar 2010, 5:00 am
Schapiro Details How The SEC Would Spend 2011 Budget by Melissa Klein Aguilar in Compliance Week’s The Filing Cabinet SEC Chairman Mary Schapiro took to the Hill this week to provide lawmakers with details on how the agency would use the President’s budget request of $1.258 billion for fiscal 2011. [read post]
21 Feb 2013, 4:22 am
And Commissioner Luis Aguilar delivered this speech yesterday on proxy disclosure... [read post]
15 Jan 2013, 5:34 am
SEC Commissioner Luis Aguilar did not like the rule, saying it lacked adequate investor protections. [read post]
18 Feb 2011, 1:29 pm
Aguilar, Kathleen L. [read post]
15 Jan 2013, 5:34 am
SEC Commissioner Luis Aguilar did not like the rule, saying it lacked adequate investor protections. [read post]
20 Sep 2013, 3:51 pm
SEC Chair, Mary Jo White stated that the SEC is very interested in receiving comments to the proposed approach and the flexibility it provides. [read post]
15 Jun 2020, 6:23 am
Aguilar, then-SEC Commissioner Kara M. [read post]
1 Jun 2011, 6:12 pm
Aguilar, Kathleen L. [read post]
9 Jul 2010, 9:32 am
Mary Shapiro, Chairman of the Securities and Exchange Commission, called the Quadrangle case “the tip of the iceberg. [read post]
30 Oct 2012, 6:11 am
Aguilar (‘78), Robert Bennett (’65), Carol Bowie, William B. [read post]
1 May 2013, 7:11 am
… Earlier this month, one SEC commissioner, Luis Aguilar, called for the SEC to take steps to scale back or limit the use of mandatory arbitration agreements. [read post]
14 Dec 2018, 2:00 am
Aguilar. [read post]
24 Jul 2014, 5:00 am
Aguilar Statement at SEC Open Meeting On Money Market Fund Reform by Commissioner Michael S. [read post]
19 Apr 2010, 2:12 pm
Elisse Walter and Luis Aguilar, both Democrats, joined SEC chair Mary Schapiro and voted in favor of the charges. [read post]
