Search for: "Marie Aguilar"
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24 Jul 2014, 5:00 am
Aguilar Statement at SEC Open Meeting On Money Market Fund Reform by Commissioner Michael S. [read post]
21 Jul 2014, 4:41 am
A Senate committee has been holding hearings and has taken testimony from key GM officials, including GM CEO Mary Barra and General Counsel Michael Millikin, as discussed here. [read post]
29 Jun 2014, 1:48 pm
Aguilar's statement is available here. [read post]
6 May 2014, 4:26 pm
Highlighting one area of the problem, SEC Commissioner Luis Aguilar cited a 2012 global survey that found that 53 percent of securities exchanges had experienced a cyber-attack in the previous year. [read post]
5 Apr 2014, 10:07 pm
” The allegations are in a motion filed by Clements asking that Cox remove himself from a plea hearing in the probation violation case of Maricelda Marie Aguilar, 22, of Alvin. [read post]
25 Feb 2014, 10:02 am
From a litigation and enforcement perspective, key takeaways from the conference include the following: • SEC Chair Mary Jo White began her address by discussing the “unprecedented rulemaking agenda” currently facing the SEC by virtue of the mandates set forth in both the Dodd-Frank and Jumpstart Our Business Startups (“JOBS”) Acts. [read post]
22 Feb 2014, 2:17 pm
Aguilar, Commissioner Daniel M. [read post]
7 Feb 2014, 9:24 am
I'm frustrated because investors are going to be damaged" said Commissioner Aguilar. [read post]
13 Nov 2013, 6:23 am
Commissioner Aguilar characterized the 2006 statement as “fatally flawed” and noted approvingly that SEC Chair Mary Jo White recently noted that it is not a binding policy. [read post]
20 Sep 2013, 3:51 pm
SEC Chair, Mary Jo White stated that the SEC is very interested in receiving comments to the proposed approach and the flexibility it provides. [read post]
17 Sep 2013, 5:02 pm
Albon, Mary. 1994. [read post]
22 Aug 2013, 3:45 am
David Smyth of Brooks Piece notes in the Cady Bar the Door blog: Earlier this summer, SEC chair Mary Jo White told a Wall Street Journal conference that the Commission would in some circumstances depart from its longstanding policy of allowing defendants to settle cases without admitting or denying wrongdoing. [read post]
17 Jun 2013, 9:36 am
Displacing the Myth of Sincerity in Transitional Rituals Jo-Marie Burt, Gabriela Fried Amilivia, & Francesca Lessa, Civil Society and the Resurgent Struggle against Impunity in Uruguay (1986–2012) Jelena Obradović-Wochnik, The ‘Silent Dilemma’ of Transitional Justice: Silencing and Coming to Terms with the Past in Serbia Doris H. [read post]
1 May 2013, 7:11 am
… Earlier this month, one SEC commissioner, Luis Aguilar, called for the SEC to take steps to scale back or limit the use of mandatory arbitration agreements. [read post]
30 Apr 2013, 11:25 am
Al Franken (D-Minn) today wrote a letter to SEC Chair Mary Jo White and issued a press release urging the SEC to eliminate mandatory securities arbitration. [read post]
14 Mar 2013, 6:27 am
Whether the initiatives proposed by Commissioners Aguilar and Paredes come to fruition under Ms. [read post]
21 Feb 2013, 4:22 am
And Commissioner Luis Aguilar delivered this speech yesterday on proxy disclosure... [read post]
25 Jan 2013, 5:13 am
Those hearings almost never went well for poor Mary. [read post]
15 Jan 2013, 5:34 am
SEC Commissioner Luis Aguilar did not like the rule, saying it lacked adequate investor protections. [read post]
15 Jan 2013, 5:34 am
SEC Commissioner Luis Aguilar did not like the rule, saying it lacked adequate investor protections. [read post]
