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7 Dec 2016, 7:35 am
Following up on our earlier report that Mary Jo White, the chair of the Securities and Exchange Commission, will step down at the end of the Obama administration, news of other departures within the SEC has begun to spread. [read post]
29 Nov 2016, 3:32 am
Jeb Hensarling, chairman of the House Financial Services Committee, told SEC Chairman Mary Jo White at a Nov. 15 hearing. [read post]
20 Oct 2016, 9:30 pm
SEC Chair Mary Jo White reportedly said the plan “will enable regulators to better understand market dynamics and exercise their oversight function. [read post]
28 Sep 2016, 4:43 pm
In an April 30, 2015 speech, SEC Chair Mary Jo White said that “[w]e want whistleblowers — and their employers — to know that employees are free to come forward without fear of reprisals. [read post]
23 Sep 2016, 6:05 am
PROMESA and Puerto Rico’s Pathways to Solvency Posted by Stephen Park, University of Connecticut, and Tim Samples, University of Georgia, on Friday, September 16, 2016 Tags: Bailouts, Bankruptcy, Bondholders, Bonds, Debt, Debtor-creditor law, Engagement, Incentives, Municipal securities,PROMESA, Puerto Rico, Restructurings, Securities regulation, Sovereign debt Equity Market Structure in 2016 and for the Future Posted by Mary Jo White, U.S. [read post]
9 Sep 2016, 6:00 am
Mary Jo White, the S.E.C. chairwoman, called it “a game changer for the agency,” while the director of the enforcement division, Andrew J. [read post]
30 Aug 2016, 11:33 am
“The SEC’s whistleblower program has proven to be a game changer for the agency in its short time of existence, providing a source of valuable information to the SEC to further its mission of protecting investors while providing whistleblowers with protections and financial rewards,” said Mary Jo White, Chair of the SEC.Whistleblowers may be eligible for an award when they voluntarily provide the SEC with unique and useful information that leads to a successful… [read post]
30 Jun 2016, 3:14 am
If the SEC remains with only three commissioners, it could be difficult for SEC Chairman Mary Jo White to advance her agenda in what is likely her final year at the markets regulator, due to agency rules requiring a quorum of three commissioners to attend all votes. [read post]
20 May 2016, 3:28 am
SEC Chairman Mary Jo White, joined by her two fellow commissioners, on Thursday urged key Senate lawmakers to make changes to an email-privacy bill that aims to restrict the SEC and other civil agencies from subpoenaing email providers, such as Google, Hotmail and Yahoo. [read post]
6 May 2016, 5:00 am
Mejia, Mary C. [read post]
26 Apr 2016, 1:13 pm
The government investigations into Theranos are not surprising, particularly in light of recent remarks by SEC Chair Mary Jo White (“White”) at a March 31, 2016 address at Stanford University’s Rock Center for Corporate Governance, where White revealed the SEC’s focus on Silicon Valley’s privately held unicorns – private start-up companies with valuations exceeding $1 billion. [read post]
15 Apr 2016, 7:34 am
If the SEC remains with only three members for a prolonged period, it could be difficult for Chairman Mary Jo White to advance her agenda in what is likely her final year at the markets regulator. [read post]
14 Apr 2016, 2:03 pm
The plaintiff Mary Jo Coburn, a citizen of Tennessee, sued for injunctive relief against the defendant, Wally Martinez, a New York Journalist. [read post]
14 Apr 2016, 1:54 pm
In explaining the policy as applied to the securities markets, SEC Chair Mary Jo White stated, in October 2013 remarks at the Securities Enforcement Forum: “minor violations that are overlooked or ignored can feed bigger ones, and, perhaps more importantly, can foster a culture where laws are increasingly treated as toothless guidelines. [read post]
11 Apr 2016, 3:47 am
If the SEC remains with only three members for a prolonged period, it could be difficult for Chairman Mary Jo White to advance her agenda in what is likely her final year at the markets regulator. [read post]
11 Apr 2016, 3:47 am
If the SEC remains with only three members for a prolonged period, it could be difficult for Chairman Mary Jo White to advance her agenda in what is likely her final year at the markets regulator. [read post]
14 Mar 2016, 4:00 am
Mullins, Austin Michael Jerome Portele, Fulshear Paralegal inductees: Criminal (1) Donelle Jo Keen, Cameron Civil Trial (9) Diana Acosta, Houston Kristi Edwards, Dallas Jennifer Evans, Houston Kimberly A. [read post]
14 Mar 2016, 4:00 am
Mullins, Austin Michael Jerome Portele, Fulshear Paralegal inductees: Criminal (1) Donelle Jo Keen, Cameron Civil Trial (9) Diana Acosta, Houston Kristi Edwards, Dallas Jennifer Evans, Houston Kimberly A. [read post]
7 Mar 2016, 4:00 am
Andrews, Delegating Religious Liberty: The Executive's Role in Accommodating Religion, (February 1, 2016).From SSRN (Non-U.S. [read post]
23 Feb 2016, 7:36 am
From a litigation and enforcement perspective, key takeaways from the conference include the following: SEC Chair Mary Jo White began her remarks by touting the “unprecedented number of enforcement cases” brought by the Commission in 2015, which produced “an all-time high for orders directing the payment of penalties and disgorgement”—a trend that she stressed would continue in 2016. [read post]
