Search for: "Matter of Barclay"
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26 Aug 2010, 11:29 am
Tiger Wood’s progress at the Barclays). [read post]
20 Nov 2017, 2:33 pm
LX belongs to a subset of alternative trading systems known as “dark pools,” which permit investors to trade securities in a largely anonymous matter. [read post]
12 Oct 2017, 3:39 am
It could forego cross examination and still raise the matter in its final brief. [read post]
6 Mar 2018, 7:52 am
As a practical matter, the ruling lowers the bar for plaintiffs to establish the Basic presumption and raises the bar for defendants to rebut it. [read post]
28 Apr 2014, 4:08 am
” The Court added “We cannot conclude, as a matter of law and without discovery, that any artificial inflation of Barclay’s stock price after January 2009 was resolved by an efficient market prior to June 27, 2012. [read post]
7 Jul 2020, 5:21 am
The first stage was the subject of the appeal in Barclays. [read post]
16 Nov 2010, 8:38 am
Barnes, 74 of Pennsylvania was convicted of shooting Philadelphia police officer Walter Barclay during a burglary in 1966. [read post]
8 May 2020, 6:31 am
FINRA Arbitrators Award Severance to Former Barclays Employee (BrokeAndBroker.com Blog)How Citigroup, Morgan Stanley Are Returning to Offices in Asia (Bloomberg by Cathy Chan and Alfred Liu)The Work-From-Home Trader Who Shook Global Markets / A new book reveals fresh details about the man authorities blamed for the Flash Crash that erased $1 trillion of value in a matter of minutes. [read post]
18 May 2014, 6:00 am
Barclays PLC, et al., one of a recent spate of lawsuits arising out of matters concerning LIBOR, the Second Circuit addressed three pleading issues that frequently arise in securities class actions: loss causation, disclosures that amount to “puffery,” and control person liability. [read post]
6 Jul 2012, 9:58 am
The former CEO of Barclays, Bob Diamond, gave evidence to the Treasury Select Committee on Wednesday about the £290m fines levied at Barclays following an investigation into the submission of interbank rates and the subsequent Libor revelations. [read post]
12 Jul 2023, 3:57 am
The Bank applied to have the claim summarily dismissed on the ground that, as a matter of law, it did not owe Mrs Philipp the alleged duty. [read post]
16 Sep 2008, 4:05 pm
For that matter, ask attorneys at JPMorgan Chase, BoA, or Barclays how secure they feel about their jobs. [read post]
8 Oct 2014, 1:13 pm
We have decades of experience in securities litigation matters, including the defense of enforcement actions and representation of investors, financial professionals and investment firms, nationwide. [read post]
30 Jun 2011, 7:49 am
In a recent decision in the matter Alliance Bernstein, L.P. v. [read post]
9 Jul 2012, 10:06 pm
The derivative lawsuits may represent an entirely different matter. [read post]
18 Sep 2008, 6:00 am
Barclays' offer was conditioned upon the deal's closing no later than Tuesday, September 23. [read post]
30 Jun 2011, 6:49 am
In a recent decision in the matter Alliance Bernstein, L.P. v. [read post]
18 Jun 2014, 7:47 am
In settling these matters, Barclays, Goldman Sachs and Merrill Lynch neither admitted nor denied the charges, but consented to the entry of FINRA’s findings. [read post]
2 Nov 2020, 6:00 am
This may be true both in terms of subject matter, but also in terms of volume. [read post]
2 Apr 2010, 1:18 pm
That was the issue before District Court Judge Denise Cote last month in Barclays Capital Inc. v. [read post]
