Search for: "Matter of Financial Corp."
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15 Feb 2024, 4:47 am
GLOBAL DEVELOPMENTS The United States has intelligence on Russian advances on a new, space-based nuclear weapon designed to threaten America’s satellite network, according to current and former officials briefed on the matter. [read post]
12 Feb 2024, 9:01 pm
Of course, this is only the first step as difficult trade-offs must often be made in the near term, but weighing the key risks is exactly the sort of deliberations that a board should undertake when the company’s voice is used on significant matters for the company, including important ESG matters. [read post]
12 Feb 2024, 10:28 am
Inc. agreed to $12 million in penalties Key Investment Services and a related firm agreed to pay a $10 million penalty, Lincoln Financial Advisors Corp. and another Lincoln firm agreed to pay $8.5 million. [read post]
8 Feb 2024, 7:47 am
Chicken Corp. for violations of federal child labor and wage and hour laws. [read post]
7 Feb 2024, 3:59 am
Joe Benarroch, head of business operations at X, stated: “As a sign of X Corp. [read post]
1 Feb 2024, 5:01 am
“It is a matter of extraordinary disproportion. [read post]
31 Jan 2024, 9:01 pm
On Jan. 16, the Supreme Court will hear argument in Macquarie Infrastructure Corp. v. [read post]
30 Jan 2024, 9:02 pm
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1] This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
29 Jan 2024, 4:46 am
Simry and its Ownership Structure Simry Realty Corp. [read post]
25 Jan 2024, 9:05 pm
sh=428b7026707a [7] In re McDonald’s Corp. [read post]
22 Jan 2024, 8:56 am
In the 2022 tax year, John landed a $1,500 tax bill, not fully realizing the long-term financial implications of taking tax matters into his own hands. [read post]
17 Jan 2024, 3:36 am
Sterling also personally guaranteed Green Oak’s financial obligations under the note and mortgage. [read post]
16 Jan 2024, 1:19 pm
According to a story by Shaud Tavakoli of Skadden Arps Slate Meagher & Flom LLP in Westlaw, short-sellers “take matters into their own hands, preparing and publishing purported ‘research’ reports detailing their rationales for expecting a stock price decline in the hopes of triggering or accelerating a market reaction. [read post]
15 Jan 2024, 2:19 pm
Trump instead spoke on matters outside the scope of the legal issues before the court. [read post]
9 Jan 2024, 9:05 pm
ENDNOTES [1] See, e.g., CompuCredit Corp. v. [read post]
2 Jan 2024, 10:01 am
GWC Warranty Corp. [read post]
31 Dec 2023, 4:00 am
’s matter, the fitness of the sentence was not challenged in the S.C.C. [read post]
27 Dec 2023, 2:09 pm
However, the Delaware Court of Chancery’s recent decision in In re McDonald’s Corp. [read post]
27 Dec 2023, 11:21 am
” The subject matter of a FINRA investigation or inquiry can include almost anything relating to the brokerage industry or the financial advisor’s activities. [read post]
20 Dec 2023, 4:58 pm
Ofcom has been tasked with preparing a report for the Department for Culture, Media and Sport (DCMS) on these matters and will report back by 26 January. [read post]
