Search for: "Matter of Mf"
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12 Oct 2016, 6:53 am
The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
27 Dec 2016, 5:00 am
DRW said its bids could have been hit and cited the firm’s efforts to consummate a busted trade with MF Global (DRW claimed that firms like MF Global could see trades on screen and could transact via a voice broker). [read post]
15 Apr 2007, 9:00 am
Further to an earlier post on the Verfaillie matter, note the following published applications naming Verfaillie as inventor:20040107453 (based on application 10/467963). [read post]
11 Jul 2012, 2:04 pm
The panel immediately contacted FINRA about Weiss' accusations and was told to proceed with final arguments and conclude the matter. [read post]
24 Nov 2009, 9:31 pm
Robert Pozen is currently chairman of MFS Investment Management and is also a senior lecturer at Harvard Business School. [read post]
9 Mar 2012, 2:54 pm
(Eugene Volokh) From In re MF Global Holdings Ltd. [read post]
8 Mar 2010, 10:23 am
The case is MFS, Inc. v. [read post]
4 Sep 2008, 12:52 am
There will also be distracting fights with MF that will delay matters. [read post]
31 Aug 2008, 3:29 pm
What did these leaders - MF and UFS - have to say on the subject? [read post]
4 Nov 2011, 2:00 am
In this post, Thomas Fox says the Olympus matter contains a wealth of teaching opportunities for the compliance practitioner. 3) DealBook: Many Alarms Rang Before MF Global Crashed – If you haven’t been living under a rock, you have certainly heard about the spectacular fall of Jon Corzine’s MF Global this week. [read post]
30 Mar 2012, 2:00 am
1) Deal Book: Building a Criminal Case in the MF Global Affair - This post discusses the potential of criminal charges in the MF Global matter as the white-collar crime investigation continues. 2) Federal Securities Law Blog: JOBS Act Update: Crowdfunding - This post discusses the implications of the JOBS Act on the securities laws, specifically the new securities regulation exemption known as “crowdfunding”. 3) The Corporate… [read post]
14 May 2012, 3:26 pm
Anyway, the MF say they want to start a debate about the benefits of marriage. [read post]
14 Feb 2015, 4:53 pm
Remember that state law matters, not simply how you hold yourself out. [read post]
10 Jan 2012, 2:12 pm
Seems like the farmers had "'hedged' their crop prices by placing millions in MF Global accounts but MF Global made a series of bad investments -- notably in European debt - [and] it began 'siphoning funds withdrawn from segregated client accounts' to cover its debts." [read post]
20 Aug 2012, 1:37 am
Robert Oppenheimer Last week it was announced that the United States Department of Justice and the Securities and Exchange Commission would not seek any criminal charges against Goldman Sachs or for that matter the executives of MF Global including its CEO, former United States Senator Jon Corzine. [read post]
22 Nov 2013, 5:14 pm
This includes such matters as valuation on fund assets. [read post]
12 Apr 2016, 1:57 pm
The couple were also selling confidential MF documents, and again some found their way into the hands of US law enforcement, which probably contributed to subsequent arrests.Therefore, we cannot say for certain that any one individual is the sole confidential informant that leaked the documents we now refer to as the "Panama Papers. [read post]
18 Oct 2014, 1:19 pm
“We have seen this work in MF Global and Lehman most recently. [read post]
24 Mar 2016, 5:45 am
It doesn’t matter whether you get married or divorced during the year: the day that matters is the last day of the year. [read post]
10 Jan 2012, 2:12 pm
No matter the outcome, it's a great example of the civil justice system providing a level playing field so that farmers and small business owners can pool together and take on a big Wall Street fat cat! [read post]
