Search for: "Matter of Will of Hester"
Results 41 - 60
of 228
Sorted by Relevance
|
Sort by Date
8 Apr 2022, 5:50 am
Reed Posted by Hester M. [read post]
8 Apr 2022, 5:50 am
Reed Posted by Hester M. [read post]
21 Feb 2012, 9:22 am
The overseas expansion “changes the way we’re competing for new matters. [read post]
24 Nov 2022, 9:00 pm
Securities and Exchange Commission, on Friday, November 18, 2022 Tags: Asset management, Disclosure, ESG, Financial regulation, SEC enforcement, Stewardship Remarks by Commissioner Peirce before FINRA’s Certified Regulatory and Compliance Professional Dinner Posted by Hester M. [read post]
24 Nov 2022, 9:00 pm
Securities and Exchange Commission, on Friday, November 18, 2022 Tags: Asset management, Disclosure, ESG, Financial regulation, SEC enforcement, Stewardship Remarks by Commissioner Peirce before FINRA’s Certified Regulatory and Compliance Professional Dinner Posted by Hester M. [read post]
23 Jun 2022, 8:59 am
Peirce acknowledged that the agenda does include several matters that are in keeping with the agency’s core mission. [read post]
29 May 2020, 5:40 am
Securities and Exchange Commission, on Friday, May 22, 2020 Tags: COVID-19, Disclosure, Financial reporting, Mergers & acquisitions, Reporting regulation, SEC, SEC rulemaking, Securities regulation, Transparency Remarks by Commissioner Peirce at Meeting of the SEC Investor Advisory Committee Posted by Hester Peirce, U.S. [read post]
30 Jun 2010, 3:00 pm
Connect today with the attorneys at Joseph, Herzfeld, Hester & Kirschenbaum at 1-866-348-7394 or www.jhllp.com. [read post]
16 Nov 2020, 6:23 am
Peirce and Roisman explained that they disagreed with the majority’s application of Exchange Act Section 13(b)(2)(B) to conduct that is not more closely related to accounting matters. [read post]
17 Dec 2020, 6:00 am
By Anne Sherry, J.D.SEC Commissioner Hester Peirce dissented from the Commission’s approval of a FINRA rule filing allowing it to take steps to address the hiring of brokers with a history of misconduct. [read post]
30 Jul 2020, 2:40 pm
New leaders announced Friday include Teressa Raiford, executive director of Don’t Shoot Portland, Demetria Hester and Danialle James. [read post]
14 Apr 2021, 6:00 am
Posted by Hester M. [read post]
9 Jul 2019, 2:10 pm
The agencies look forward to receiving public comments on this proposal and continuing to work together on this and other matters. [read post]
10 Apr 2019, 5:00 am
” As a practical matter, said Peirce, staff guidance does bind market participants, yet it is often impossible to tell if it applies to all similarly situated registrants equally. [read post]
18 Jan 2013, 9:32 am
It doesn’t matter whether you’re innocent of charges or whether you did do something wrong – this emotional response is universal among Los Angeles sex crime defendants. [read post]
25 Apr 2019, 9:07 am
The Committee replaces the Advisory Committee on Small and Emerging Companies, whose term expired in 2017.Chairman Jay Clayton and Commissioners Robert Jackson, Hester Peirce, and Elad Roisman said, “We are excited to have this important advisory Committee up and running. [read post]
25 Feb 2018, 6:46 am
Additionally, with the December 2017 Senate confirmation of President Trump’s commissioner nominees—former congressional aide Hester Peirce (Republican) and New York University School of Law professor Robert Jackson Jr. [read post]
6 Apr 2012, 11:02 am
I pause to wonder how many lawyers or judges for that matter consider their job description one in which they engage in human understanding and the interpretation of behavior. [read post]
21 Jun 2017, 3:01 am
SEC Commissioner Nominees: Hester Peirce Back in the Mix? [read post]
