Search for: "Merrill Lynch Corporation"
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18 Jan 2010, 8:00 am
The Commission's complaint alleges the failure of BofA to disclose substantial losses incurred by Merrill Lynch just before the shareholder vote on December 5. [read post]
29 Oct 2007, 7:26 am
With Merrill Lynch’s chief executive, E. [read post]
3 Aug 2009, 1:23 pm
On August 3, 2009, the Securities and Exchange Commission ("SEC") announced that it was entering into a Consent Judgement with Bank of America Corporation ("BoA" or the "Company") in connection with the Company's issuance of a joint proxy statement filed with the SEC as to BoA's acquisition on Merrill Lynch & Co., Inc. [read post]
23 Jan 2007, 11:42 am
Merrill Lynch is one of these banks. [read post]
23 Jun 2014, 10:46 am
The plaintiff-trusts allege that Merrill Lynch violated its contractual obligations to repurchase loans acquired from the now-bankrupt originator ResMae Mortgage Corporation. [read post]
1 Oct 2012, 1:13 am
The case arises out of BofA’s agreement, reached in mid-September 2008, at the height of the global financial crisis, to acquire Merrill Lynch. [read post]
22 Oct 2009, 11:13 am
Last week the Delaware Court of Chancery heard arguments in the litigation involving the Bank of America and Merrill Lynch merger. [read post]
2 Aug 2006, 1:00 am
[JURIST] The US Court of Appeals for the Fifth Circuit [official website] on Tuesday reversed the convictions [opinion text, PDF] of four former Merrill Lynch [corporate website] executives found guilty in connection with an Enron [corporate website; JURIST news archive] Nigerian barge scam. [read post]
23 Jun 2016, 7:25 am
According to the SEC announcement, the notes were issued by Merrill Lynch’s parent company Bank of America Corporation, and Merrill Lynch had principal responsibility for drafting and reviewing the retail pricing supplements. [read post]
2 Apr 2012, 10:00 pm
Rasnick FINRA recently announced that it fined Merrill Lynch, Pierce, Fenner & Smith (“Merrill”) one million dollars for failing to arbitrate claims with employees. [read post]
5 Oct 2009, 3:40 pm
Fred Knecht, former general counsel for Merrill Lynch's global origination and private equity unit, has joined Covington & Burling's corporate practice. [read post]
11 Feb 2009, 1:04 pm
In a letter to Barney Frank, Chairman of the House Committee on Financial Services, New York State Attorney General Andrew Cuomo states that, "in a surprising fit of corporate irresponsibility," Merrill Lynch decided secretly to move up the planned date... [read post]
8 Aug 2008, 3:31 pm
Merrill Lynch's offer will be effective January 15, 2009 and run through January 15, 2010 according to the firm. [read post]
11 Jan 2017, 6:29 am
Galuppo was the head of a corporate stock plan team at Merrill Lynch managing $15 billion until he was terminated. [read post]
29 Nov 2016, 9:25 am
Working out of the Boston office, Galuppo, had been ranked by industry publications as a top adviser at Merrill Lynch and was head of a corporate stock plan team managing $15 billion. [read post]
14 Jul 2011, 8:43 pm
Merrill Lynch Professional Clearing Corporation must pay hedge funds Rosen Capital Partners LP and Rosen Capital Institutional LP $63,665,202.00 in compensatory damages plus interest (9% from October 7, 2008). [read post]
31 May 2009, 12:10 pm
Waterhouse, a Merrill Lynch employee told him as follows: "We wanted you done and dusted before our head office reported their results this week. [read post]
6 Mar 2009, 5:26 am
(which is not a party to the litigation), a Texas-based corporation, purchased auction rate preferred stock ("ARPS") from Merrill Lynch and resold the ARPS to investors. [read post]
31 Jul 2008, 5:58 pm
Massachusetts regulators filed civil fraud charges against New York-based Merrill Lynch & Co. on July 31 for allegedly claiming that risky auction-rate securities were stable. [read post]
16 Sep 2008, 12:11 pm
Lewis already had a new target in his sights: Merrill Lynch, The New York Times’s Eric Dash reports. [read post]
