Search for: "Michael S. Piwowar"
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4 Sep 2017, 2:20 pm
As Michael Lewis’s potent July 26, 2017 Vanity Fair article about U.S. [read post]
31 Aug 2017, 12:16 pm
It will kick off with welcoming remarks by Commissioner Michael Piwowar at 9:15 a.m. and conclude following remarks by Commissioner Kara Stein at 1:00 p.m.Since the first exchange-traded product (ETP) was introduced in 1993, the ETP market has expanded to nearly 2,000 different securities holding more than $2.7 trillion of assets. [read post]
7 Aug 2017, 10:50 am
The Roundtable submitted a response in March when then Acting Chair Michael Piwowar first sought views on implementing the CEO pay ratio rule. [read post]
6 Aug 2017, 6:46 am
If Piwowar’s statements…mark a new SEC policy on mandatory arbitration, they could be the beginning of the end of securities fraud class actions. [read post]
1 Aug 2017, 3:03 am
Both would join an SEC down to just three members: Democrat Kara Stein, Republican Michael Piwowar, and Jay Clayton, the chairman, who is an independent. [read post]
21 Jul 2017, 5:49 am
By Jacquelyn LumbCommissioner Michael Piwowar participated in a question-and-answer session hosted by the Heritage Foundation titled “SEC, Entrepreneurship and Economic Growth. [read post]
20 Jul 2017, 3:00 am
“For shareholder lawsuits, companies can come to us to ask for relief to put in mandatory arbitration into their charters,” said Michael Piwowar, a Republican member of the U.S. [read post]
19 Jul 2017, 4:27 pm
In a speech earlier this week, SEC Commissioner Michael Piwowar invited companies heading toward an IPO to adopt arbitration provisions in their corporate bylaws. [read post]
18 Jul 2017, 12:09 pm
It is worth noting that in connection with advocating a disclosure-based approach Chairman Clayton quoted extensively from Commissioner Michael Piwowar’s remarks at the “SEC Speaks” Conference 2017 entitled Remembering the Forgotten Investor. [read post]
18 Jul 2017, 12:09 pm
It is worth noting that in connection with advocating a disclosure-based approach Chairman Clayton quoted extensively from Commissioner Michael Piwowar’s remarks at the “SEC Speaks” Conference 2017 entitled Remembering the Forgotten Investor. [read post]
19 Jun 2017, 3:13 am
Regarding pay ratio, we think Acting Chairman Michael S. [read post]
13 Jun 2017, 6:02 am
Earlier this year, acting Securities and Exchange Commission (SEC) Chair Michael Piwowar took the unusual step of requesting additional comments on the cost and burden of complying with the already approved CEO pay ratio rule, which would require companies to disclose the ratio of CEO pay to that of the median employee. [read post]
23 May 2017, 11:29 pm
Regardless, before Clayton was confirmed as the Chair, then Acting Chair Michael Piwowar placed the authority to approve subpoenas and orders of investigations exclusively with the Director of Enforcement. [read post]
19 May 2017, 6:08 am
IPO Market Posted by Michael S. [read post]
16 May 2017, 6:21 am
Posted by Michael S. [read post]
12 May 2017, 6:49 am
Stolz’s research supported Piwowar’s statement about the drop in the number of small companies in the public markets. [read post]
9 May 2017, 11:41 am
Will the new Chairman preserve the directive reportedly issued by former Acting Chairman Michael Piwowar to re-centralize authority to issue formal orders of investigation? [read post]
9 May 2017, 5:00 am
Nelson, J.D.Apple Inc. filed its latest conflict minerals report late last week, making the company one of the first bellwether firms to report after the SEC’s Division of Corporation Finance issued revised guidance in April following a request by then-Acting Chairman Michael Piwowar. [read post]
9 Apr 2017, 5:35 pm
Acting SEC Chair Michael Piwowar is quoted as saying In light of the judicial developments and regulatory uncertainties, “until these issues are resolved, it is difficult to conceive of a circumstance that would counsel in favor of enforcing” the rule. [read post]
5 Apr 2017, 6:57 am
The Commission, consisting of Acting Chairman Michael Piwowar and Commissioner Kara Stein, first noted that the respondents, having been found in default, had waived any arguments on the merits, including arguments directed to the merits of the proceedings.Next, giving effect to the respondents’ default, the Commission deemed as admitted the allegations contained in the Order Instituting Administrative Proceedings. [read post]
