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1 Dec 2023, 7:23 am
Instead, O’Connor applied for a job with the San Mateo County government, where she agreed to work for free until the office could find funding for her. [read post]
1 Dec 2023, 4:40 am
The U.A.E. state news agency said the two presidents discussed mutual country relations. [read post]
29 Nov 2023, 9:01 pm
” Notably, the SEC’s focus in FY 2023 seems to have shifted away from private funds, which was a focus area in FY 2022. [read post]
20 Nov 2023, 4:58 am
In a statement posted on X, she “thanked Egypt for its key role in providing and facilitating humanitarian aid to vulnerable Palestinians,” and said both countries are “working together on a strategic, comprehensive partnership that is mutually beneficial. [read post]
19 Nov 2023, 9:01 pm
However, the Proposal would eliminate the ability of investment advice fiduciaries to rely on several of these exemptions (for example, aspects of PTEs 75-1 (certain securities transactions), 77-4 (affiliated mutual funds), 86-128 (affiliated brokerage; agency cross transactions), and much of 84-24 (insurance products and mutual funds)). [read post]
17 Nov 2023, 11:41 am
” The WSJ article further points out that companies often take out judgment preservation insurance with the intention of borrowing against the policies, including from litigation-finance firms, to fund operations or help cover legal fees. [read post]
16 Nov 2023, 10:19 am
How did we come to focus on this particular mutual fund? [read post]
15 Nov 2023, 6:26 am
The Securities and Exchange Commission filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
14 Nov 2023, 9:01 pm
The Securities and Exchange Commission announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
9 Nov 2023, 6:29 am
Two months prior, on 8/26/2020, another customer filed a dispute alleging that Wurdemann mispresented the nature of three mutual fund investments. [read post]
8 Nov 2023, 10:14 pm
Unlike traditional mutual funds, shares of ETFs typically trade throughout the day on a securities exchange at prices established by the market. [read post]
7 Nov 2023, 2:00 am
Responding to the Complaint When someone has received a divorce complaint in Pennsylvania, they have to respond within 20 days or else the court will move forward with the divorce without them. [read post]
22 Oct 2023, 11:03 pm
Whereas most relationships between artists and dealers are mutually beneficial and devoid of conflicts, multiple instances of violations of the law have been recorded and even litigated. [read post]
18 Oct 2023, 9:01 pm
DIMA marketed certain mutual funds as “ESG integrated” because they were subject to the Global ESG Integration Policy of its parent company (DWS). [read post]
17 Oct 2023, 11:38 am
In general, taxable employers may carry the current year’s unused WOTC back one year and then forward up to 20 years. [read post]
9 Oct 2023, 9:05 pm
Using a 99.9 percent definition, 20 percent of fund families were robo-voters. [read post]
9 Oct 2023, 1:52 pm
Flowers Foods, Inc., No. 20-CIV-02959 (Super. [read post]
9 Oct 2023, 4:22 am
Instead of using Han’s investment to fund new restaurant locations, Sweetcatch KKA used the money to pay down debts upon, develop, and operate, its existing locations, and also, allegedly, to fund “completely independent and unrelated businesses. [read post]
6 Oct 2023, 6:39 am
The German federal constitutional court, on the other hand, stated in February 2023 that the Act on Data Processing by the Police for the Land of Hamburg violated the constitution, on the grounds that ‘when stored data is processed by means of automated data analysis or interpretation, this constitutes an interference with the informational self-determination of all persons whose personal data is used in such processing’ (1 BvR 1547/19, 1 BvR 2634/20). [read post]
6 Oct 2023, 6:36 am
The German federal constitutional court, on the other hand, stated in February 2023 that the Act on Data Processing by the Police for the Land of Hamburg violated the constitution, on the grounds that ‘when stored data is processed by means of automated data analysis or interpretation, this constitutes an interference with the informational self-determination of all persons whose personal data is used in such processing’ (1 BvR 1547/19, 1 BvR 2634/20). [read post]
