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Financial Advisor Gina Chaney Discharged From Employment in Connection with Equity-Indexed Annuities
22 Feb 2018, 4:00 am
Chaney was affiliated with a number of brokerage firms, including most recently Next Financial Group, Inc. [read post]
3 Sep 2009, 11:57 am
The following statement was issued today by the law firm of Barroway Topaz Kessler Meltzer & Check, LLP: Notice is hereby given that a class action lawsuit was filed in the United States District Court for the Northern District of Illinois on behalf of purchasers of securities of Huron Consulting Group, Inc. [read post]
13 Apr 2012, 11:15 am
The first cleared financial derivatives contracts for LNG are expected to be introduced for trading on April 16 by CME Group Inc., which will offer contracts covering four markets: East Asia, Iberia, the Mediterranean and Northwest Europe. [read post]
24 Jul 2018, 10:54 am
The securities attorneys at Gana Weinstein LLP are currently investigating NEXT Financial Group, Inc. [read post]
17 Dec 2019, 1:47 pm
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Charles Kerker (Kerker), formerly employed by Next Financial Group, Inc. [read post]
2 Aug 2018, 12:51 pm
In addition, Minichino has been subject to 4 tax liens and termination from employment at Next Financial Group, Inc. [read post]
6 Jun 2017, 12:32 pm
Walker entered the securities industry in 1992 and currently employed at Next Financial Group, Inc. [read post]
5 Jul 2017, 1:32 pm
Since the beginning of 2010 broker John Hudson (Hudson), currently employed by Next Financial Group, Inc. [read post]
19 Jan 2007, 3:51 pm
As the California Group had the largest financial interest, it was presumptively the most adequate plaintiff. [read post]
13 Dec 2017, 1:47 pm
As part of its ongoing regulatory focus on variable annuity (“VA”) sales misconduct, the Financial Industry Regulatory Authority (“FINRA”) has recently barred a former Next Financial Group (“Next Financial”) (CRD# 46214) broker. [read post]
17 Oct 2023, 7:25 am
What Happens Next? [read post]
8 May 2020, 12:02 pm
Dorraine was last registered with Next Financial Group, Inc. [read post]
14 Dec 2017, 8:05 am
On Tuesday, the regulator also fined Next Financial Group Inc. [read post]
27 Sep 2009, 9:56 am
Paul Kanjorski recently warned that unless "additional safeguards" are put in place, the growing securitization of life insurance settlements could lead to the next financial crisis. [read post]
6 Jan 2020, 12:00 pm
The next trading day, the company’s stock closed down 6.4%. [read post]
26 Oct 2011, 4:54 am
Citizens Financial Group, Inc. [read post]
2 Feb 2021, 7:41 am
The next client dispute was filed on 5/6/2016. [read post]
12 Jun 2013, 10:03 am
Smith was apparently employed by Rickel & Associates, Inc., Atlantic Group Securities, Inc., JJB Hilliard, WL Lyons, Inc., PNC Investments, and Cantone Research, Inc. during the Ponzi schemes operation. [read post]
4 May 2015, 4:00 am
The Hartford Financial Services Group, Inc. [read post]
5 Aug 2019, 7:56 am
About Navigant Navigant Consulting, Inc. [read post]
