Search for: "Norberg and Norberg"
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25 Feb 2021, 11:48 am
“As these awards show, deserving whistleblowers may receive an award if they comply with the Form TCR filing requirements within 30 days of first obtaining actual or constructive notice of the filing requirement or 30 days from the date the whistleblower hires a lawyer to represent them in connection with the whistleblower’s previous submission of information to the Commission, whichever occurs first, and they otherwise meet the eligibility requirements,” said Jane… [read post]
23 Feb 2021, 8:40 am
“This award reflects the Commission’s determination that a whistleblower’s eligibility for an award should not depend on the procedural vehicle a federal agency selects to resolve an enforcement matter,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
19 Feb 2021, 10:44 am
“The return of millions of dollars to harmed clients in one matter, and the uncovering of a fraudulent scheme in the other matter, underscore the tremendous value that whistleblowers provide,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
8 Feb 2021, 12:30 pm
“Whistleblower protections are a cornerstone of the SEC’s whistleblower program,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
22 Jan 2021, 2:40 pm
According to SEC Whistleblower Chief Jane Norberg, “Whistleblowers have proven to be a critical tool in the enforcement arsenal to combat fraud and protect investors. [read post]
18 Jan 2021, 3:37 pm
“These awards underscore the breadth of ways that company insiders, as well as whistleblowers not affiliated with a company, can positively impact SEC investigations,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
14 Jan 2021, 10:30 am
“The whistleblower met with staff multiple times and provided substantial assistance to the investigation that led to the SEC’s enforcement action,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
14 Jan 2021, 10:30 am
“The whistleblower met with staff multiple times and provided substantial assistance to the investigation that led to the SEC’s enforcement action,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
8 Jan 2021, 1:27 pm
“These awards underscore the breadth of ways that company insiders, as well as whistleblowers not affiliated with a company, can positively impact SEC investigations,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
7 Jan 2021, 1:33 pm
” “These awards underscore the breadth of ways that company insiders, as well as whistleblowers not affiliated with a company, can positively impact SEC investigations,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
7 Jan 2021, 1:33 pm
” “These awards underscore the breadth of ways that company insiders, as well as whistleblowers not affiliated with a company, can positively impact SEC investigations,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
28 Dec 2020, 8:41 am
Jane Norberg, Chief of the SEC’s Office of the Whistleblower said “The whistleblowers’ information led to multiple successful government actions related to a complex scheme involving several individuals and tens of millions of dollars in ill-gotten gains. [read post]
24 Dec 2020, 7:21 am
Jane Norberg, the SEC’s Chief of the Office of the Whistleblower said “This award is an example of the important role that audit and compliance professionals can play in assisting the Commission’s enforcement efforts, especially when the entity is attempting to thwart an investigation. [read post]
22 Dec 2020, 1:00 pm
“Today’s award demonstrates the value of whistleblowers to the SEC’s enforcement efforts,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
18 Dec 2020, 11:01 am
“Today’s three awards demonstrate the SEC’s continuing commitment to making awards to individuals who provide high-quality information that assists the agency in bringing successful enforcement actions,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
14 Dec 2020, 11:59 am
“This award is an example of the important role that audit and compliance professionals can play in assisting the Commission’s enforcement efforts, especially when the entity is attempting to thwart an investigation,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
7 Dec 2020, 11:51 am
As noted by Norberg, these awards continue a record start to the 2021 fiscal year by the SEC Whistleblower Program. [read post]
1 Dec 2020, 9:50 am
” “The whistleblowers’ information led to multiple successful government actions related to a complex scheme involving several individuals and tens of millions of dollars in ill-gotten gains,” said Jane Norberg, Chief of the Office of the Whistleblower. [read post]
25 Nov 2020, 10:17 am
Jane Norberg, chief of the SEC’s Office of the Whistleblower, said “Whistleblowers play an important role in helping to identify misconduct, and the assistance they provide can be integral to an investigation. [read post]
23 Nov 2020, 8:02 am
The Chief of the SEC’s Office of the Whistleblower, Jane Norberg, noted that the whistleblower took other measures before going to the SEC. [read post]
