Search for: "Officer Oxley"
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8 Jul 2010, 6:29 pm
Under the Sarbanes-Oxley Act, members of the PCAOB may be removed from office by members of the Securities and Exchange Commission ("SEC") only for good cause. [read post]
1 Nov 2010, 10:53 am
Iqbal, noted in our May 27, 2010 posting, to a Sarbanes-Oxley whistleblower claim. [read post]
3 May 2015, 10:01 pm
Sarbanes-Oxley Section 906 is a hammer over the heads of corporate chief executives and chief financial officers. [read post]
3 Aug 2009, 6:21 pm
As I explained in The Complete Guide To Sarbanes-Oxley: A wag might call this the "Baldwin Brothers" provisionâ€â [read post]
21 Sep 2011, 8:26 am
The company was accused of firing the officer after he objected to sales figures that misrepresented the company's value to potential investors. [read post]
17 Oct 2006, 7:34 pm
The Sarbanes-Oxley Act of 2002 ("SOX") requires the chief executive officer and chief financial officer of a company to certify the accuracy of each periodic report containing financial statements. [read post]
10 Mar 2014, 8:13 am
FMR LLC, 572 U.S. __ (2014), the Court held that Sarbanes-Oxley’s whistleblower anti-retaliation protection, which prohibits public companies or any officer, employee, contractor, subcontractor, or agent of such companies from retaliating against an employee because of whistleblowing or other protected activity, extends to employees of the public companies’ contractors and subcontractors. [read post]
7 Jun 2012, 10:59 am
At the time, she was working in the Business Management Group of the Equities Chief Operating Officer’s office as an associate director. [read post]
1 Jun 2012, 2:09 pm
The federal Sarbanes-Oxley Act of 2002 (“SOX”) was enacted in response to a number of major corporate and accounting scandals including those affecting Enron, Tyco International, Adelphia, Peregrine Systems, and WorldCom. [read post]
1 Jun 2012, 1:09 pm
The federal Sarbanes-Oxley Act of 2002 (“SOX”) was enacted in response to a number of major corporate and accounting scandals including those affecting Enron, Tyco International, Adelphia, Peregrine Systems, and WorldCom. [read post]
1 Jun 2012, 1:09 pm
The federal Sarbanes-Oxley Act of 2002 (“SOX”) was enacted in response to a number of major corporate and accounting scandals including those affecting Enron, Tyco International, Adelphia, Peregrine Systems, and WorldCom. [read post]
5 Mar 2014, 9:28 am
The Supreme Court has opened up an enormous pool of potential whistleblower claimants against employers who might not otherwise be covered by the Sarbanes-Oxley Act of 2002 (“SOX”). [read post]
5 Mar 2014, 9:28 am
The Supreme Court has opened up an enormous pool of potential whistleblower claimants against employers who might not otherwise be covered by the Sarbanes-Oxley Act of 2002 (“SOX”). [read post]
28 Oct 2008, 5:47 am
The Sarbanes-Oxley Act is a complex statute. [read post]
30 Oct 2013, 8:00 am
Anderson Professor of Law and Values at University of Toledo College of Law Section 806 of the Sarbanes-Oxley Act of 2002 (“SOX”) enacted a protective scheme for workers terminated for blowing the whistle on corporate and securities fraud. [read post]
7 Sep 2012, 2:36 pm
The Sarbanes-Oxley Act imposed strict rules for corporate governance, requiring chief executive officers and chief financial officers to certify under oath that their financial statements are accurate and that they have established an effective set of internal controls to insure that all relevant information reaches investors. [read post]
4 Sep 2009, 9:45 pm
New reports show that junior SEC staff neglected to involve more seasoned enforcement officers and failed to stop what ended up to be [...] [read post]
21 Nov 2006, 3:12 am
Recently, the Article 29 Working Group and the SEC ’s Office of International... [read post]
4 Sep 2009, 9:45 pm
New reports show that junior SEC staff neglected to involve more seasoned enforcement officers and failed to stop what ended up to be […] [read post]
13 Mar 2019, 11:58 am
From CNN Brent Oxley, an Immigration and Customs Enforcement deportation officer in Little Rock, Arkansas, was happy in his work, which he says "gave me the feeling that I was helping protect my country. [read post]
