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24 Jul 2023, 10:00 pm
Read now » Related Content Whistleblower Protections under Dodd-Frank and Sarbanes-Oxley See how whistleblowing offices exist across government agencies to encourage compliance. [read post]
11 Jul 2023, 10:09 am
Supreme Court agreed to hear a Sarbanes-Oxley Act (SOX) whistleblower case with widespread implications for the ability of whistleblowers to seek anti-retaliation protections under federal whistleblower laws. [read post]
5 Jul 2023, 12:24 pm
Appendix D explores the effect of the Sarbanes-Oxley Act of 2002 on common law fiduciary duties. [read post]
21 Jun 2023, 8:15 am
As former President William Howard Taft explained in 1915: The Executive office of the President is not a recording office. [read post]
3 Jun 2023, 5:00 am
Pitt started his career with the SEC’s Office of General Counsel straight out of law school in 1968 and he became the youngest General Counsel in the agency’s history after seven years. [read post]
8 May 2023, 1:50 pm
In 2014, Murray sued UBS under Section 1514A of the Sarbanes-Oxley Act, alleging that his termination was in retaliation for whistleblowing. [read post]
14 Apr 2023, 4:00 pm
Attorney’s Office. [read post]
20 Mar 2023, 9:05 pm
That seems a showstopper, particularly in its bar on holding office, but can the prosecution prove beyond a reasonable doubt that Trump truly engaged in an “insurrection”? [read post]
13 Mar 2023, 12:15 pm
The post On LawNext Podcast: A Closer Look At Smokeball, With Chief Revenue Officer Jane Oxley And President Ruchie Chadha appeared first on Above the Law. [read post]
7 Mar 2023, 3:06 pm
Appropriately, then, it was in Chicago last week, during ABA TECHSHOW, that host Bob Ambrogi sat down for a face-to-face conversation with two of Smokeball’s top executives, Jane Oxley, chief revenue officer for Smokeball internationally, and Ruchie Chadha, president of Smokeball in the U.S. [read post]
7 Mar 2023, 8:56 am
Appropriately, then, it was in Chicago last week, during ABA TECHSHOW, that host Bob Ambrogi sat down for a face-to-face conversation with two of Smokeball’s top executives, Jane Oxley, chief revenue officer for Smokeball internationally, and Ruchie Chadha, president of Smokeball in the U.S. [read post]
2 Mar 2023, 6:00 am
“Consumer behavior has changed across the entire services landscape in recent years and the way consumers of legal services buy is no exception,” said Jane Oxley, chief revenue officer at Smokeball. [read post]
6 Feb 2023, 1:37 pm
The SEC’s Office of Economic Analysis’ 2009 Study on Section 404 states this point more explicitly: “Section 13(b)(2) of the Exchange Act requires companies to maintain effective ICFR, while Section 404 requires management to report on the effectiveness of ICFR. [read post]
31 Jan 2023, 1:10 pm
Chairman Gensler has his own playlist of “Office Hours” in which he discusses relevant topics such as “short selling,” celebrity endorsements of investments, cybersecurity in investing, Sarbanes-Oxley, and other investment relevant topics. [read post]
26 Jan 2023, 9:05 pm
Until recently, rulemaking spurred by the Sarbanes-Oxley Act of 2002 (the SOX) had been the most specific of this type of governance mandate, with requirements that members of a company’s audit committee be financially literate and that companies disclose whether audit committee members include a “financial expert” (and if not, why not). [read post]
17 Jan 2023, 4:00 am
Giles’s experience as the head of EPA’s Office of Enforcement and Compliance Assurance during the Obama administration lends the book an unusual institutional grounding and domain knowledge of environmental compliance. [read post]
11 Jan 2023, 9:05 pm
The role of the audit committee in a company’s board of directors has changed significantly since the passage of the Sarbanes-Oxley Act of 2002 (SOX). [read post]
3 Jan 2023, 1:47 pm
The directors’ and officers’ liability environment is always changing, but 2022 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
23 Dec 2022, 6:30 am
Securities and Exchange Commission, on Friday, December 16, 2022 Tags: China, CSRC, HFCAA, PCAOB, Sarbanes–Oxley Act, SEC enforcement The Coming Wave of “Natural Capital” and Biodiversity Shareholder Activism and Stewardship Pressure on Boards Posted by Sabastian V. [read post]
23 Dec 2022, 6:30 am
Securities and Exchange Commission, on Friday, December 16, 2022 Tags: China, CSRC, HFCAA, PCAOB, Sarbanes–Oxley Act, SEC enforcement The Coming Wave of “Natural Capital” and Biodiversity Shareholder Activism and Stewardship Pressure on Boards Posted by Sabastian V. [read post]
