Search for: "PRUDENTIAL FINANCIAL, INCORPORATED"
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1 Nov 2018, 8:55 am
On 31 October 2018 the Prudential Regulation Authority (PRA) published its updated approach to banking supervision (the Approach). [read post]
26 Mar 2019, 3:07 am
The BCBS is the primary global standard setter for the prudential regulation of banks. [read post]
24 May 2024, 7:34 am
While the inquiry certainly created momentum around the discussion, the current government does not intend to push forward legislative changes, and the two regulators (the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA)) are still deep in review of their policy direction, although they have set some expectations about their priorities. [read post]
2 Feb 2011, 8:27 pm
RBI has not only looked at the experience of other countries, but has also closely monitored lessons from the financial crisis. [read post]
21 Jun 2018, 6:56 am
PSD2 retained these benefits while also incorporating technological innovations and further clarifications and protections into EU law. [read post]
11 Oct 2018, 5:03 pm
Schmidt previously worked for several other financial firms, including First Union Securities, PaineWebber Incorporated, and Prudential-Bache Securities. [read post]
23 Jul 2020, 8:30 am
"Federal Regulatory Authority prudential rulemaking. [read post]
30 Nov 2020, 8:55 pm
The guide outlines the ECB’s understanding of the safe and prudent management of climate-related and environmental risks under the current prudential framework. [read post]
5 Apr 2009, 5:00 am
There will be a systemic risk regulator with macro-prudential risks across the financial system with authority over financial firms, the shadow banking universe, and private pools of capital. [read post]
29 Jul 2021, 9:12 pm
The Treasury has released for consultation the draft bill for the Financial Accountability Regime (FAR or the Regime). [read post]
24 Oct 2011, 2:00 am
The Council retains the authority, however, to designate any nonbank financial company for heightened prudential supervision, including a company that does not satisfy the proposed quantitative thresholds. [read post]
7 Nov 2019, 6:51 pm
The Parliamentary Joint Committee on Corporations and Financial Services 2009 Ripoll Report identified conflicted remuneration as the principal cause of poor financial advice provided to clients. [read post]
28 Feb 2010, 6:29 am
And as the government relaxed checks on excessive risk-taking (or, at a minimum, didn’t respond with increased prudential regulation), stockholder demands for ever higher returns grew still further. [read post]
3 Sep 2020, 8:57 pm
APRA issues article on managing super fund liquidity in the midst of COVID-19 As part of APRA’s Insight publication, the regulator highlighted a number of challenges faced by superannuation trustees as they continue to address both financial and non-financial risks on behalf of their members due to the impact of COVID-19. [read post]
29 Nov 2023, 9:33 am
These changes would be incorporated into Chapter 13 of the Interim Prudential Sourcebook for Business, which contains the existing prudential regime for PIFs. [read post]
19 Dec 2015, 8:19 pm
The move to ECL accounting frameworks by accounting standard setters is an important step forward in resolving the weakness identified during the recent financial crisis that credit loss recognition was too little, too late. [read post]
7 Aug 2022, 9:01 pm
” To that end, the Basel Principles are divided into two main parts: guidance for banks on the effective management of climate-related financial risks and guidance for prudential supervisors. [read post]
12 Sep 2018, 8:32 am
From September 1977 to July 2003, Malis was registered with Prudential Securities Incorporated. [read post]
17 Nov 2017, 9:14 pm
Behnam noted that the 2008 financial crisis and weaknesses in the global regulatory system it revealed led to Congress enacting the Dodd-Frank Act, which largely incorporated the international financial reform initiatives for over-the-counter derivatives laid out at the G20 Pittsburgh Summit. [read post]
15 Sep 2010, 5:00 pm
In addition, the proposal introduces stringent rules on prudential organization and conduct of business standards for central counterparties (CCPs), mandatory CCP-clearing for standardized contracts, and risk mitigation standards for contracts not cleared by a CCP. [read post]
