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27 Jun 2023, 9:01 pm
One of those topics is rule 14a-8[1] and shareholder proposals, a subject on which many SEC commissioners have provided their views over the years and, indeed, decades.[2] Today, I will add my thoughts on rule 14a-8 to this already robust collection.[3] I have been involved with this rule to some degree during the near-entirety of my 17-plus years with the Commission. [read post]
2 Jun 2023, 3:27 pm
For the next four years, the State of Texas had to endure the embarrassment of having an indicted felony defendant as its chief law enforcement officer. [read post]
18 Apr 2023, 11:38 am
” There were four evaluation factors: (1) technical capability; (2) staffing and management approach; (3) past performance; and (4) price. [read post]
6 Apr 2023, 6:00 am
McGuinty v. 1845035 Ontario Inc. [read post]
5 Apr 2023, 7:14 pm
He has four customer complaints on his record. [read post]
4 Apr 2023, 4:49 pm
The payment to McDougal was made by American Media Inc. [read post]
29 Mar 2023, 11:34 am
Christopher Polinaire (Christopher Edward Polinaire CRD# 4330879) is a previously-registered broker whose last employer was Network 1 Financial Securities Inc. [read post]
29 Mar 2023, 8:28 am
Step Four: after being served, the respondent has sixty days to opt out. [read post]
29 Mar 2023, 6:41 am
We will continue monitoring the Manhattan investigation as it unfolds and update this chronology accordingly. *** Beginning around 2004: Former American Media Inc. [read post]
28 Mar 2023, 4:04 am
Employers caught making this mistake, can face back pay awards for the unpaid overtime, plus assessments of interest and penalties. [read post]
24 Mar 2023, 4:00 am
Making it easier for candidates to draw a regular salary, plus health care and other benefits, would help encourage more diversity among House, Senate, and presidential hopefuls, they argued. [read post]
6 Mar 2023, 9:01 pm
One theme of this conference is the general decline in the number of public companies over the past twenty-plus years. [read post]
6 Mar 2023, 5:35 am
They are composed of four subunits, namely NF light (NFL), NF medium (NFM), and NF heavy (NFH) chain subunits plus an unstable alpha internexin subunit. [read post]
20 Feb 2023, 4:46 am
The SEC action culminated with a settlement agreement requiring Middleton to pay disgorgement and prejudgment interest over $8 million plus a civil penalty of $1 million. [read post]
20 Feb 2023, 3:51 am
A normal notice has the © symbol, the original publication date, and your name (like "© 2022 Interior Design, Inc. [read post]
13 Feb 2023, 7:54 am
Random House, Inc. [read post]
10 Feb 2023, 5:45 pm
This illness outbreak—at the time, the largest in U.S. history—would claim four young lives, leave many others with lifelong health impairments, sicken over 700 people, and nearly ruin Foodmaker Inc., the parent company of Jack in the Box. [read post]
6 Feb 2023, 12:20 pm
DoorDash Inc., No. 6:23-cv-00104 (M.D. [read post]
1 Feb 2023, 9:05 pm
The overall number of megadeals decreased, however, with only six $25 billion-plus deals and thirty $10 billion-plus deals announced in 2022, compared to 10 and 53, respectively, during 2021, likely reflecting greater reluctance to pursue large transactions in the current regulatory environment as well as valuation gaps between buyers and sellers and more challenging financing markets than in the previous year. [read post]
31 Jan 2023, 11:51 am
Thirty-four people, all of whom were sleeping below deck, died as a result. [read post]
