Search for: "Policy and Risk Management Services"
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28 Jul 2015, 8:42 am
The reputational damage to companies and their boards that fail to properly manage risk is a major threat, and Institutional Shareholder Services now includes specific reference to risk oversight as part of its criteria for choosing when to recommend withhold votes in uncontested director elections. [read post]
30 Mar 2021, 8:50 pm
On 29 March 2021, the PRA published Policy Statement 7/21: Outsourcing and third party risk management (PS7/21). [read post]
16 Nov 2021, 1:54 pm
Following up on proposed guidance released in March, the New York Department of Financial Services (“DFS”) on November 15 released “Guidance for New York Domestic Insurers on Managing the Financial Risks from Climate Change”. [read post]
7 Feb 2014, 1:15 pm
Observations The SEC notes four primary trends in the due diligence that advisers perform on alternative investments and their managers: Position-level transparency and client risk mitigation Use of third parties to supplement and validate information provided by managers Quantitative analyses and risk measures on the investment and managers Enhancing and expanding due diligence teams and policies Warning Indicators The SEC notes a number of red… [read post]
1 Jul 2021, 3:30 am
These factors make social risks difficult to identify and plan for under standard risk management frameworks. [read post]
10 Mar 2023, 2:22 am
What is employee-targeted digital risk and can you discuss the importance of managing it? [read post]
13 Mar 2010, 8:54 pm
Stamer is nationally recognized for more than 22 years domestic work with employer and other plan sponsors, fiduciaries, administrative and other service providers, insurers, and other clients on employee benefit program and product design, documentation, administration, compliance, risk management, and public policy matters. [read post]
14 Jul 2015, 9:08 am
[policy brief & full report available](c)Waste Information & Management Services, Inc. [read post]
27 Jun 2023, 8:27 am
The board of directors should oversee third-party risk management, provide clear guidance regarding acceptable risk tolerance, approve relevant board policies and ensure the establishment of appropriate bank procedures and practices. [read post]
20 Mar 2013, 11:00 pm
Lorenzo Allio is a Senior Policy Analyst at the European Risk Forum (ERF), a Brussels-based think tank. [read post]
19 Jul 2010, 8:42 pm
Department of Justice and an employment disability discrimination settlement agreement with Health Delivery, Inc. highlight the advisability for U.S. businesses to check and strengthen their disability and other nondiscrimination policies, training and risk management efforts. [read post]
28 Oct 2019, 12:34 am
The Hong Kong Monetary Authority has revised its supervisory policy manual module TM-E-1 (SPM) on risk management of e-banking. [read post]
9 Sep 2012, 11:52 am
In today’s terms, we would call it “risk management”. [read post]
22 Apr 2018, 9:48 pm
CMS rescinds current requirements that prescribers of Part D drugs and providers of MA items/services must enroll in Medicare in order for the Part D drug or MA item/service to be covered. [read post]
21 Oct 2022, 2:00 am
From a practical standpoint, the best way to manage the risks associated with employee social media use is to develop a comprehensive policy that is distributed and signed by employees when they are first hired. [read post]
30 Jan 2018, 8:47 am
Businesses with employees that travel regularly or for the occasional training or other isolated business trip should review and update their travel related policies, practices, and procedures for evolving laws, risks and management needs. [read post]
10 Nov 2021, 8:45 pm
On 9 November 2021, the European Banking Authority (EBA) published its final report on draft regulatory technical standards (RTS) specifying the information that crowdfunding service providers offering individual portfolio management of loans shall provide to investors in relation to the method to assess credit risk, and on each individual portfolio. [read post]
29 Oct 2023, 9:01 pm
Policies and Board Approvals. [read post]
20 May 2023, 4:00 am
Additionally, the article underscores the importance of continuous auditing, monitoring, and improvement in managing these AI-related risks. [read post]
6 May 2024, 10:00 pm
The discussion will include AI policies, procedures, third-party risk management, AI technology governance, and risk factor disclosures. [read post]
