Search for: "Prudential Securities"
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21 Dec 2015, 12:37 pm
On December 16, the EBA published its final report setting out draft RTS on prudential requirements for central securities depositories (“CSDs”) under the Regulation on improving securities settlement and regulating CSDs (Regulation 909/2014) (“CSDR”). [read post]
26 Mar 2013, 7:20 am
Prudential asserts causes of action for common-law fraud and fraudulent inducement, aiding and abetting fraud and fraudulent inducement, equitable fraud, negligent misrepresentation, violations of New Jersey’s civil RICO statute and violations of sections 11 and 12(a)(2) of the Securities Act of 1933. [read post]
24 Oct 2011, 3:27 am
Bamforth and her New York disability lawyer filed the complaint under the Employee Retirement Insurance Security Act (ERISA) after Bamforth was denied disability benefits by Prudential. [read post]
26 Oct 2011, 4:29 am
Filing a lawsuit under the Employee Retirement Income Security Act (ERISA) against Prudential Insurance Company of America and KeyCorp Group Insurance Plan in Ohio Federal Court, Tom Morgan and his Ohio disability attorney are seeking to have Prudential award Morgan his rightfully owed disability benefits. [read post]
18 May 2012, 11:01 am
The Social Security Death Master File is an ominous name for a benign computer database maintained by the Social Security Administration (SSA). [read post]
8 Jun 2011, 6:00 am
In addition since November 2007, the plaintiff had been receiving Social Security Disability Benefits as the Social Security Administration had deemed her disabled and unable to be gainfully employed based on the same medical documentations provided to Prudential. [read post]
31 May 2011, 4:36 am
At the same time, the plaintiff was determined as being disabled by the Social Security Administration and issued a favorable decision on his claim for disability benefits. [read post]
20 Jan 2010, 2:36 pm
Monitoring systemic risk has traditionally been within the realm of financial institution (i.e. prudential) regulation, not securities law. [read post]
13 Feb 2018, 9:39 am
Free Consultation Social Security Disability Menu Social Security DisabilityHow to Qualify for SSDIHow do I apply? [read post]
6 Oct 2010, 9:15 am
Thus, the EU securities and banking authorities will contribute to the macro prudential function of assessing systemic risk with information, analysis and regulatory advice. [read post]
23 Apr 2011, 2:46 pm
Elchinger, a registered nurse, filed a lawsuit through her Ohio disability attorney at the Common Pleas Court of Franklin County Ohio against Prudential Insurance Company of America (Prudential) to seek relief from the court for Prudential denying her claim for long term disability benefits under an employer sponsored long term disability insurance plan. [read post]
1 Feb 2010, 12:16 pm
The Australian Prudential Regulation Authority (APRA) has published a prudential practice guide (PPG) on the management of security risk in information and information technology (IT) by institutions supervised by APRA. [read post]
1 Oct 2015, 7:46 am
Morgan Securities LLC, Chase Investment Securities Corp., Wachovia Securities, Morgan Stanley DW, Inc., Prudential Securities, Inc. and Whale Securities Co., L.P., according to his publicly available BrokerCheck, as maintained by the Financial Industry Regulatory Authority (FINRA). [read post]
30 Apr 2015, 4:58 pm
Cappucci, Prudential Regulation and the Knowledge Problem, 9 Va. [read post]
19 Mar 2012, 4:34 am
Anatomy of Prudential's Groovy Proxy Statement On Friday, Prudential filed its preliminary proxy statement and Peggy Foran has done it again. [read post]
10 Jan 2012, 3:23 am
Initially receiving her entitled disability benefits, Davis was declared disabled by the Social Security Administration and awarded Social Security Income Disability Benefits (SSDB) retroactive until September 2006. [read post]
27 Feb 2017, 3:29 pm
The relief actions taken by the Prudential Regulators and ESAs are more limited in scope than those taken by the CFTC. [read post]
9 Jun 2010, 6:31 am
Here, the Court found that Social Security had based its decision on different evidence than Prudential, namely certain experts that Prudential had relied on. [read post]
3 Aug 2008, 4:12 am
The Australian Prudential Regulation Authority (APRA) has published a Regulation Impact Statement (RIS) discussing the modifications and clarifications to the prudential framework arising from the Financial Sector Legislation Amendment (Discretionary Mutual Funds and Direct Offshore Foreign Insurers) Act 2007 (the Act) as well as other changes to the prudential framework. [read post]
27 Feb 2012, 12:25 pm
In a “regulatory settlement agreement” that already has been signed by insurance departments from seven states, Prudential agreed to regularly check the Social Security Administration’s Death Master File to determine whether any of its life insurance policyholders, owners of annuities and holders of retained asset accounts have died. [read post]
