Search for: "RBC Capital Markets Corporation"
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4 Nov 2014, 6:15 am
Stockholders Litigation, Vice Chancellor Laster found RBC Capital Markets, LLC liable for aiding and abetting the board’s breach of fiduciary duty in connection with Rural’s 2011 sale to private equity firm Warburg Pincus for $17.25 a share, a premium of 37% over the pre-announcement market price. [read post]
1 May 2014, 6:40 am
Claimant(s) Respondent(s) Award of Panel 13-00144 RBC Capital Markets LLC Thomas Alexander Hand (1) Respondent to pay Claimant compensatory damages of $237,326.00; (2) Claimant to pay Respondent compensatory damages of $40,000.00. [read post]
25 Apr 2014, 12:19 pm
“ What makes this a guts move is that this year Priceline will spend over $1.5 billion with Google advertising and Expedia could spend another $1 billion, mainly to attract hotel bookings, says RBC Capital Markets analyst Mark Mahaney. [read post]
2 Apr 2014, 5:24 am
Lawyers and bankers spoke warily, and at times critically, of a decision that has landed RBC Capital Markets LLC on the hook for potentially millions of dollars in damages to shareholders of a company it advised on a 2011 buyout. [read post]
13 Mar 2014, 12:31 pm
RBC requires insurance companies with higher amounts of risk to retain higher amounts of capital and surplus. [read post]
10 Mar 2014, 10:51 am
In Re Rural Metro Corporation Stockholder Litigation, C.A. [read post]
8 Dec 2013, 4:00 am
Elle allègue que les intimées Banque Royale du Canada et RBC Capital Markets Corporation ont sciemment et aveuglément pris part à l'établissement d'un stratagème frauduleux par le groupe financier Norshield alors qu'elles savaient ou auraient dû savoir que ce partenaire d'affaires escroquait des tierces parties, soit les investisseurs canadiens au détail. [read post]
29 Oct 2013, 8:26 am
The number is significantly less if you expect someone to go the ‘considerable trouble’ of moving the cursor over the box and ticking it,” said Paul Rand, senior counsel with RBC Capital Markets. [read post]
13 Oct 2013, 9:00 pm
RBC requires insurance companies with higher amounts of risk to retain higher amounts of capital and surplus. [read post]
20 May 2013, 7:31 am
LLC and RBC Capital Markets LLC after the ambulance service business' $438 million sale to Warburg Pincus LLC two years ago. [read post]
13 Apr 2013, 12:47 am
RBC itself has been the target of a number of misclassification lawsuits: RBC Capital Markets settled a Fair Labor Standards Act claim in the United States brought by securities brokers who were misclassified as professional employees.The problem in all of this is that the Human Resources and Skills Development Canada's Labour Program does not properly regulated internships much like the lack of regulatory oversight with the Temporary Foreign Workers… [read post]
24 Jun 2012, 6:53 pm
Last week the Association of Corporate Counsel (ACC) announced the 2012 ACC Value Champions, 12 winners of awards that recognizes “effectively driving value by cutting spending, improving predictability and achieving better legal outcomes. [read post]
21 Jun 2012, 11:01 am
The employment laws in the U.S. and Canada are quite a bit different,” Todd Schnell, vice president and senior associate general counsel at RBC Capital Markets, tells Legal Feeds. [read post]
10 Apr 2012, 2:19 pm
Settle FINRA Securities Allegations, Stockbroker Fraud Blog, April 6, 2012 CFTC Says RBC Took Part in Massive Trading Scam to Avail of Tax Benefits, Stockbroker Fraud Blog, April 4, 2012 Wirehouses Struggle to Retain Their Share of the High-Net-Worth-Market, Institutional Investor Securities Blog, April 6, 2012 [read post]
14 Mar 2012, 8:43 am
Among the other market crisis cases brought by the SEC are proceedings against: • RBC Capital Markets LLC who was named in a September 2011 settled administrative proceeding brought by the SEC for misconduct relating to the sale of unsuitable investments (credit-linked notes that were tied to the performance of synthetic collateralized debt obligations or "CDOs") to five Wisconsin school districts; • Thomas Wu, the former CEO of United… [read post]
14 Nov 2011, 2:13 pm
Nearly half of these defendants were senior corporate executives, CEOs and CFOs. [read post]
15 Oct 2011, 6:02 am
As discussed here, the SEC announced on Tuesday, September 27 that it had filed a settled administrative proceeding against RBC Capital Markets LLC, a broker-dealer, for misconduct relating to the sale of unsuitable investments (credit-linked notes that were tied to the performance of synthetic collateralized debt obligations or "CDOs") to five Wisconsin school districts. [read post]
15 Oct 2011, 6:02 am
As discussed here, the SEC announced on Tuesday, September 27 that it had filed a settled administrative proceeding against RBC Capital Markets LLC, a broker-dealer, for misconduct relating to the sale of unsuitable investments (credit-linked notes that were tied to the performance of synthetic collateralized debt obligations or "CDOs") to five Wisconsin school districts. [read post]
28 Sep 2011, 2:02 pm
RBC Capital Markets LLC of New York has agreed to pay $30.4 million to settle charges that it sold unsuitable, high-risk investments to five eastern Wisconsin school districts, as well as charges that it inadequately disclosed the risks. [read post]
12 Aug 2010, 8:46 am
That makes sense; smaller banks attracting capital by encouraging deposit-shoppers. [read post]
