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15 Dec 2015, 11:50 am
Registration is not required. [read post]
18 Dec 2020, 6:54 pm
, which is scheduled to take place 4-6 January 2021. [read post]
21 Oct 2008, 3:02 pm
Federal Reserve Board Staff Reviews Data on Foreign Private Issuer Deregistration under SEC Rule 12h-6It has been almost a year and a half since the Securities and Exchange Commission adopted Release No. 34-55540 in which the SEC made it easier for foreign private issuers (FPIs) to deregister and thus terminate their U.S. reporting obligations. [read post]
1 Feb 2011, 11:49 am
The hedge fund industry has urged the SEC to clarify the exemption from registration in the Dodd-Frank Act for CFTC-registered commodity trading advisors to private funds. [read post]
27 Feb 2015, 9:41 am
What crimes qualify you for sex offender registration? [read post]
2 Jan 2021, 9:00 am
, which is scheduled to take place 4-6 January 2021. [read post]
6 May 2013, 5:00 am
Private Equity Real Estate just released its ranking of the top 50 real estate private equity fund managers. [read post]
25 Jun 2021, 8:57 am
For further information and to register, click here.European Pharma Law AcademyThe third course is the European Pharma Law Academy, which is also taking place in residential format at Downing College, Cambridge between 6 and 10 September 2021.Here are this year’s highlights:All inclusive, residential formatLearning across a broad swath of pharmaceutical law topics from world experts30+ in-house counsel and private practice speakers taking participants through 30+… [read post]
10 Sep 2007, 9:03 pm
Aug. 6, 2007)(registration required), is a lengthly and comprehensive decision involving the Rehabilitation Act of 1973, the ADA and 42 U.S.C. [read post]
13 Nov 2020, 6:11 am
Warkol, Schulte Roth & Zabel LLP, on Friday, November 6, 2020 Tags: Broker-dealers, Capital formation, Equity offerings, Investor protection, Registration exemptions, SEC, SEC rulemaking, Securities regulation, Solicitation Avoiding Blowback from Your Stock Buyback Posted by Daniel Wolf and Joshua Korff, Kirkland & Ellis LLP, on Friday, November 6, 2020 Tags: Compliance & ethics, Information… [read post]
6 Apr 2022, 11:22 pm
Registration 9.00 a.m. [read post]
15 Apr 2024, 6:30 am
The Securities and Exchange Commission (SEC) adopted its long-awaited climate disclosure rules on March 6, 2024. [read post]
15 Apr 2024, 6:30 am
The Securities and Exchange Commission (SEC) adopted its long-awaited climate disclosure rules on March 6, 2024. [read post]
10 Jun 2021, 4:00 am
The Commissioner of Labor [Labor] is responsible for supervising these apprenticeship programs and has established and implemented procedures and standards for the approval and registration of such programs; 3. [read post]
10 Jun 2021, 4:00 am
The Commissioner of Labor [Labor] is responsible for supervising these apprenticeship programs and has established and implemented procedures and standards for the approval and registration of such programs; 3. [read post]
10 Jun 2021, 4:00 am
The Commissioner of Labor [Labor] is responsible for supervising these apprenticeship programs and has established and implemented procedures and standards for the approval and registration of such programs; 3. [read post]
10 Jun 2021, 4:00 am
The Commissioner of Labor [Labor] is responsible for supervising these apprenticeship programs and has established and implemented procedures and standards for the approval and registration of such programs; 3. [read post]
11 Mar 2024, 6:02 am
Make sure you protect your brand through federal trademark registration. [read post]
26 Mar 2012, 2:48 am
The filing adviser and each relying adviser operate under a single code of ethics and single set of compliance policies and procedures; and 6. [read post]
24 Aug 2023, 6:31 am
When the Commission adopted rules implementing Title IV of the Dodd-Frank Act, [2] it explained that “[private fund advisers] will be subject to the same registration requirements, regulatory oversight, and other requirements that apply to other SEC-registered investment advisers. [read post]
