Search for: "Remark, LLC" Results 41 - 60 of 1,785
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
25 Feb 2021, 12:17 pm
SEC Awards Over $500,000 to Two Whistleblowers (SEC Release)FINRA Censures and Fines Member for Supervisory IssuesIn the Matter of Louis Capital Markets, LP (n/k/a Louis Capital Markets, LLC), Respondent (FINRA AWC)Small World (Opening Remarks for the FinTech Panel at the Institute of International Bankers 2021 Annual Washington Conference by SEC Commissioner Hester M. [read post]
10 Aug 2015, 3:28 am by Peter Mahler
First, a petition asserting hostility-infused deadlock between co-managers of a New York LLC will be dismissed summarily absent allegations that the deadlock defeats the LLC’s purposes as defined in the operating agreement, or is causing the LLC to fail financially. [read post]
5 Oct 2015, 3:11 am by Peter Mahler
The agenda for this year’s meeting kicks off with remarks and a Q&A session with U.S. [read post]
29 Apr 2021, 4:33 am by CMS
The first day of the Supreme Court hearing in Google LLC v Lloyd commenced yesterday, with 5 justices of the Supreme Court sitting (remotely). [read post]
10 Nov 2023, 7:00 am
Equal Employment Opportunity Commission (EEOC), Orange Treeindence OPCO, LLC, d/b/a Riverwalk Post-Acute, agreed to settle a racial harassment and retaliation lawsuit filed by the agency for $865,000.Apparently, the company – a skilled nursing facility based out of Riverside, California – allowed Black employees to suffer “offensive race-based remarks and slurs. [read post]
22 May 2015, 8:46 am
The advisor then sent three wire transfers for a total of $11.25 million to buy the shares.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
4 Mar 2022, 10:21 am
Former Cantor Fitzgerald Trader Sues Over Wrongful Termination Involving Child Care Leave (BrokeAndBroker.com Blog)SEC Orders Whistleblower Awards for Two ClaimantsOrder Determining Whistleblower Award ClaimsSEC Charges Venture Capital Fund Adviser with Misleading Investors / Alumni Ventures Group, LLC Repays $4.7 Million (SEC Release)Former Port Orchard, Washington attorney sentenced to prison for defrauding clients / Stole money intended for a children’s hospital, then stole… [read post]
15 Sep 2020, 9:19 am
Intellectual Siren Song (Remarks at the 7th Annual Conference on Financial Market Regulation by SEC Commissioner Hester Peirce)'FinCEN' documents reportedly show banks moved illicit funds - BuzzFeed, ICIJ (Reuters Release)9Cir Affirms Dismissal of Class Action Against Credit Suisse SecuritiesChristopher Laver, Plaintiff/Appellant, v. [read post]
8 Apr 2021, 9:15 am by Jonathan Stroud
District court complaints rose to 93 this week, while Patent Trial and Appeal Board (PTAB) cases fell to 28 (27 inter partes reviews [IPRs] and a post grant review [PGR]), a number propped up in part by Google filing a number of petitions against serial assertor Express Mobile, LLC and ZTE filing a few more against the perennial WSOU. [read post]
21 Dec 2015, 4:08 am by SHG
Copyright © 2015 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
21 Oct 2022, 6:30 am
Chia, Soundboard Governance LLC, on Friday, October 14, 2022 Tags: Corporate governance, Cybersecurity, Databases, ESG, Risk, Taxation Remarks by Commissioner Peirce before the University of California Irvine Audit Committee Summit Posted by Hester M. [read post]
5 Sep 2023, 5:01 am by Richard Re
Richard Re: The Remarkable Discourse on <i>303 Creative</i> appeared first on Reason.com. [read post]