Search for: "Retirement Strategies, Inc."
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6 May 2023, 2:49 pm
So AMC embarked on a new strategy. [read post]
5 Apr 2023, 7:14 pm
Gann allegedly recommended and effected a risky options-trading strategy in the account of a retiree and senior investor who had limited income, modest retirement savings, and minimal investment knowledge. [read post]
27 Mar 2023, 8:09 pm
Newbridge allegedly allowed the sale of LJM on its platform without conducting reasonable due diligence and without a sufficient understanding of its risks and features, including the fact that the fund pursued a risky strategy that relied on purchasing uncovered options. [read post]
21 Mar 2023, 9:01 pm
No retirement in my headlights. [read post]
16 Mar 2023, 7:46 am
Crown Cork & Seal USA, Inc. [read post]
4 Feb 2023, 3:20 am
Phoenix-based nonprofit health system Banner Health and its affiliates (“Banner Health”) paid $1.25 million and agreed to take corrective actions to resolve its exposure to potentially much greater Health Insurance Portability and Accountability Act (HIPAA) Security Rule civil monetary penalty exposure for a 2016 cyber hacking breach that compromised the person health information of 2.81 million consumers. [read post]
28 Jan 2023, 7:32 am
Prevent-mitigate-and remedy strategies, for example, suggest a preference for risk aversion. [read post]
9 Jan 2023, 9:01 pm
Walgreens After more than seven years of litigation, Walgreens, Inc. [read post]
5 Jan 2023, 2:22 pm
The Israeli drug manufacturer allegedly misled investors into believing that the company’s remarkable growth was due to fundamental business strategies. [read post]
15 Dec 2022, 8:00 am
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
15 Dec 2022, 4:00 am
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
7 Nov 2022, 4:01 pm
How are retirement benefits divided? [read post]
28 Oct 2022, 6:32 am
In terms of the retirement market, $12.6 trillion of defined contribution and IRA assets are invested in funds.[17] Therefore, regulation that affects funds – particularly regulation that increases costs and compliance burdens – will likely affect your interactions with asset managers. [read post]
10 Oct 2022, 9:57 am
Many were retired and had limited investment experience and a limited liquid net worth. [read post]
7 Oct 2022, 4:22 pm
SODRAC 2003 Inc., 2015 SCC 57 (CanLII), [2015] 3 SCR 615, <https://canlii.ca/t/gm8b0> brought to you by Prof. [read post]
5 Oct 2022, 1:13 pm
Advisor Chad Barancyk (Barancyk), formerly employed by brokerage firms First Allied Securities, Inc. [read post]
5 Sep 2022, 9:05 pm
Council, Inc. v. [read post]
1 Aug 2022, 5:17 pm
Dominguez, Harvard University (retired), “Whatever It Takes: The Cuban Leadership’s Regime Stabilizing Strategies, 2020-2022” Enrique Pumar, Fay Boyle University Professor, Santa Clara University, "The Persistent Social Dilemmas of the Revolution" 12:00 noon-1 p.m. [read post]
31 Jul 2022, 9:05 pm
UpCounsel, Inc. [read post]
14 Jul 2022, 8:16 am
DUE DILIGENCE 6766900 TUMBLEBEAR 6766587 TUMBLEBUS 6766573 A BROTHERLY HAND 6765516 PLAN PROTECT RETIRE 6765240 INDY JUNETEENTH CELEBRATION 6765039 THIS IS FINANCIAL SECURITY 6765037 BUTTERFLY BAND-IT 6764807 EMPOWER YOU THROUGH L.I.F.T. 6764734 BARNYARD CHRONICLES 6764677 PROBLEU 6764631 GRATEFUL GOURMET 6764629 GRATEFUL GOURMET 6764407 COFFECTIVE 6769674 TRUCLIMATE 6764383 COFFECTIVE 6764366 CLEAR CHOICE HEARING AID CENTERS 6769667 ELECTRUM INK 6764188 IBWE 6764156 T. [read post]
