Search for: "Richard Dodd"
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9 Nov 2021, 9:52 am
Modeled off the Dodd-Frank Act, which established the highly successful SEC Whistleblower Program, the MVSWA entitles whistleblowers to anti-retaliation protections and monetary awards. [read post]
9 Nov 2021, 9:52 am
Modeled off the Dodd-Frank Act, which established the highly successful SEC Whistleblower Program, the MVSWA entitles whistleblowers to anti-retaliation protections and monetary awards. [read post]
4 Nov 2021, 8:02 am
Alan Kaplinsky, Ballard Spahr Senior Counsel, hosts the conversation, joined by John Culhane, a partner in the firm’s Consumer Financial Services Group, Lori Sommerfield, Of Counsel in the Group, Heather Klein, an associate in the Group, and Richard Andreano, a partner in the firm’s Mortgage Banking Group. [read post]
4 Oct 2021, 6:00 am
The IRS and Dodd-Frank Act whistleblower laws are joining the False Claims Act as model laws. [read post]
26 Aug 2021, 8:58 am
District Judge Richard Leon that sided with PayPal to invalidate the so-called short-form fee disclosure requirements from the agency’s 2016 prepaid rule. [read post]
26 Aug 2021, 8:58 am
District Judge Richard Leon that sided with PayPal to invalidate the so-called short-form fee disclosure requirements from the agency’s 2016 prepaid rule. [read post]
13 Aug 2021, 8:15 am
Senators Richard Blumenthal (D-CT), Marsha Blackburn (R-TN), and Amy Klobuchar (D-MN) have introduced legislation Wednesday (Aug. 11) that would set rules governing app stores and allow developers to use third-party payments services and stores. [read post]
13 Aug 2021, 8:15 am
Senators Richard Blumenthal (D-CT), Marsha Blackburn (R-TN), and Amy Klobuchar (D-MN) have introduced legislation Wednesday (Aug. 11) that would set rules governing app stores and allow developers to use third-party payments services and stores. [read post]
12 Aug 2021, 6:47 pm
” President Richard Nixon: “I am not a crook. [read post]
13 Jul 2021, 5:30 am
“Sherron, even if it’s the last $10,000 you have, you have to use it to hire an attorney. [read post]
15 Jun 2021, 4:00 pm
In March, Senators Richard Blumenthal (D-CT) and Edward Markey (D-MA) sent a letter to Transportation Secretary Pete Buttigieg demanding that the DOT immediately implement the whistleblower program. [read post]
7 May 2021, 5:55 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Saturday, May 1, 2021 Tags: Disclosure, Dodd-Frank Act, Environmental disclosure, ESG, Europe, International governance, Materiality, Securities regulation, Stakeholders Proxy Preview 2021 Posted by Heidi Welsh (Sustainable Investment Institute) and Michael Passoff (Proxy Impact), on Sunday, May 2, 2021 Tags: ESG, Institutional Investors, Institutional Shareholder… [read post]
21 Apr 2021, 8:01 am
A political standoff between China and the Philippines over a reef in the South China Sea has begun to subside, while Taiwan reacts to a new normal of continuous Chinese military activity around the island nation. [read post]
16 Apr 2021, 8:43 am
The Durbin Amendment to the 2010 Dodd-Frank Act, which ushered in regulation of debit card interchange, also requires that merchants be able to choose from two unaffiliated networks, such as Visa and the Shazam regional ATM/POS network, for routing debit card payments. . . . [read post]
5 Mar 2021, 6:03 am
Underwriters Do Not Use Green Shoe Options to Profit from IPO Stock Pops Posted by Robert Evans, Locke Lord LLP, on Friday, February 26, 2021 Tags: Capital formation, Capital markets, Equity offerings, IPOs, Market reaction, Regulation M, Securities regulation, Underwriting New Tactics and ESG Themes Change the Direction of Shareholder Activism Posted by Richard J. [read post]
26 Feb 2021, 6:00 am
Walker (Boston University), on Friday, February 19, 2021 Tags: Clawbacks, Dodd-Frank Act, Executive Compensation, Misreporting, Section 162(m), Securities enforcement, Securities regulation, Tax Cuts and Jobs Act, Taxation ESG and the Biden Presidency Posted by Suzanne Smetana, State Street Global Advisors, on Friday, February 19, 2021 Tags: Asset management, Climate change, Corporate… [read post]
18 Feb 2021, 7:08 am
Opinion of Dr Richard Steiner, Honorary Research Fellow (Sch [read post]
26 Jan 2021, 4:00 pm
(At least Dodd father and son were characters; the Blumenthal du0 seems caricature, by contrast.) [read post]
8 Jan 2021, 9:28 am
Speaker and Members of Congress, the Senate and the House or Representatives, pursuant to the requirements of the Constitution and the laws of the United States, are meeting in joint session for the purpose of opening the certificates and ascertaining and counting the votes of the electors of the several States for President and Vice President.After ascertainment has been had that the certificates are authentic and correct in form, the tellers will count and make a list of the votes cast by the… [read post]
17 Dec 2020, 3:05 am
Sarbanes saw his career as having “bookends,” as he put it in an interview for this obituary in 2013: It began in 1974 with his role in the impeachment proceedings against President Richard M. [read post]
