Search for: "Ryan Clayton"
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30 Nov 2019, 7:00 am
(Ryan Cole, Race to the Bottom). [read post]
4 Oct 2019, 6:00 am
Katz and Laura McIntosh, Wachtell, Lipton, Rosen & Katz, on Friday, September 27, 2019 Tags: Business Roundtable, Hedge funds, Investor horizons, Long-Term value, Securities regulation, Shareholder activism, Shareholder primacy, Short-termism Taking Significant Steps to Modernize Our Regulatory Framework Posted by Jay Clayton, U.S. [read post]
27 Sep 2019, 6:00 am
Jackson (Harvard Law School), on Wednesday, September 25, 2019 Tags: Corporate Social Responsibility, Endowments, Engagement, Environmental disclosure, ESG, Fund managers, Harvard, Institutional Investors, Proxy voting, Shareholder proposals SEC Testimony: Oversight of the Securities and Exchange Commission: Wall Street’s Cop on the Beat Posted by Jay Clayton, U.S. [read post]
13 Sep 2019, 5:49 am
Brady, and Ryan J. [read post]
9 Jul 2019, 2:39 am
Last week, SEC Chair Clayton issued this statement indicating that Enforcement will process settlement offers at the same time that “bad actor” waiver requests are made if so requested by the settling party. [read post]
5 Jul 2019, 6:05 am
Ganem, and Ryan J. [read post]
26 Jun 2019, 1:06 pm
Adam Putnam, Speaker John Boehner and Speaker Paul Ryan. [read post]
12 Jun 2019, 2:48 pm
Mothers Against Drunk Driving (MADD), Kern County recognized and honored our local law enforcement officers, prosecutors, and other community members on Wednesday at Hodel’s Country Dining for their valiant efforts in helping stop DUI crimes. [read post]
7 Jun 2019, 6:09 am
., on Monday, June 3, 2019 Tags: Benefit corporation, Blockchain, Corporate forms, Delaware law, Financial technology, Incorporations, LLCs, Partnerships, Public benefit corporations, State law Strategic Trading as a Response to Short Sellers Posted by Francesco Franzoni (USI Lugano), on Monday, June 3, 2019 Tags: Information environment, Institutional Investors, Market efficiency, Short sales Designing Pay Plans… [read post]
7 May 2019, 12:35 pm
Clayton Trivett, counsel for the government, noted that al-Hawsawi’s laptop still had to undergo an IT security review separate from the forensic examination previously conducted and which Parrella’s order followed. [read post]
4 Apr 2019, 12:46 pm
After the recap, Clayton Trivett, counsel for the government, asked if the commission had ruled on which portions of the discussion of Appellate Exhibits (AE) 600, 601 and 574 would be open and which closed. [read post]
29 Mar 2019, 6:09 am
Posted by Cydney Posner, Cooley LLP, on Friday, March 22, 2019 Tags: Corporate Social Responsibility, ESG, Management, Public perception, Reputation New Developments in Shareholders’ Gender Pay Gap Proposals Posted by Ryan Resch and Ruby Tewani, Willis Towers Watson, on Friday, March 22, 2019 Tags: Boards of Directors, Compensation committees, Compensation disclosure, Compensation… [read post]
15 Feb 2019, 6:14 am
Posted by Ioannis Ioannou (London Business School) and George Serafeim (Harvard Business School), on Tuesday, February 12, 2019 Tags: Corporate Social Responsibility, ESG, Firm performance, Long-Term value, Sustainability Statement on Shareholder Proposals Seeking to Require Mandatory Arbitration Bylaw Provisions Posted by Jay Clayton, U.S. [read post]
23 Nov 2018, 3:11 pm
Clayton Trivett responded for the prosecution, arguing that the government had already provided more documentation to the defense than they were legally obligated to and did not possess the sorts of communication records the defense sought. [read post]
24 Oct 2018, 4:33 pm
Ironically, the hack into the EDGAR database, which was also the subject of testimony from SEC Chairman Jay Clayton before the Senate Banking Committee brought the SEC’s previously quiet but steadfast outsider trading foray into the spotlight. [read post]
7 Jun 2018, 9:30 pm
Clayton said that the SEC would not be “doing violence” to the definition of a security to accommodate ICOs. [read post]
11 Mar 2018, 7:45 pm
Cowden was a bad cop long before he assaulted an arrestee, Ryan Hamrick, on January 27, 2015. [read post]
15 Dec 2017, 6:13 am
Securities and Exchange Commission, on Wednesday, December 13, 2017 Tags: Accounting, Audits, Broker-dealers, External auditors, Investor protection, Oversight, PCAOB, Sarbanes–Oxley Act, SEC, Securities regulation Statement on Cryptocurrencies and Initial Coin Offerings Posted by Jay Clayton, U.S. [read post]
1 Dec 2017, 6:17 am
Hoffman, and Ryan J. [read post]
27 Oct 2017, 10:00 am
Clayton Trivett, for the government, argued that discovery is not required because Mitchell wrote that “we know no one was deliberately messing with [ Binalshibh]. [read post]
