Search for: "SEC CORPORATION v. United States"
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20 Aug 2010, 8:00 am
” United States v. [read post]
7 Feb 2013, 8:19 am
Investor activism on corporate political spending has increased significantly since the Supreme Court’s 2010 ruling in Citizens United v. [read post]
23 Sep 2009, 4:00 am
The Supreme Court in SEC v. [read post]
27 Jul 2007, 5:20 am
The webcast can be found at the SEC's web site. [read post]
4 Jul 2014, 5:00 am
In SEC v. [read post]
11 Oct 2007, 5:30 am
We will be following the case of United States v. [read post]
26 Aug 2013, 7:00 am
In SEC v. [read post]
24 Feb 2017, 2:26 am
SEC Files Dramatic Layering CaseOn March 10, 2017, the Securities and Exchange Commission ("SEC") filed a dramatic 56-page Complaint in the United States District Court for the Southern District of New York ("SDNY") alleging that a Ukraine-based trading firm was involved in a layering manipulation of the United States securities markets, and, further, that said fraud was facilitated by FINRA member firm Lek Securities and its… [read post]
23 May 2011, 12:36 pm
United States, 347 U.S. 645, 652-53, 74 S.Ct. 826, 98 L.Ed. 1015 (1954)).... [read post]
5 Aug 2010, 1:30 pm
With the recent approval of financial regulatory reform legislation in the United States, SEC Chairman Mary Schapiro provided an outline of next steps in a speech last week to the Center for Capital Markets Competitiveness in Washington D.C. [read post]
15 Nov 2007, 5:17 am
Joseph Grundfest (Stanford University Law School) has posted The Wizard of Oz, the United States Constitution, and Corporate Governance on SSRN. [read post]
17 May 2013, 10:56 am
Jorge Gomez and Roberto Aleph EspinosaCase number: 12-cv-21962 (United States District Court for the Southern District of Florida)Case filed: May 25, 2012Qualifying Judgment/Order: June 12, 2012 5/17/2013 8/15/2013 2013-49 SEC v. [read post]
2 Sep 2010, 9:06 am
In Morrison v. [read post]
12 Jun 2023, 4:15 am
Financial Industry Regulatory Authority, Inc., Defendant - and - United States Of America, Intervenor Defendants (Opinion, Unite... [read post]
19 Oct 2009, 5:00 am
United States, United States v. [read post]
30 Apr 2008, 3:35 pm
In United States v. [read post]
3 May 2022, 6:32 am
Each of the individual amici is a sophisticated businessperson and investor who has publicly litigated against the United States Securities and Exchange Commission (“SEC”). [read post]
3 May 2022, 6:32 am
Each of the individual amici is a sophisticated businessperson and investor who has publicly litigated against the United States Securities and Exchange Commission (“SEC”). [read post]
11 Oct 2007, 5:30 am
We will be following the case of United States v. [read post]
16 Jan 2012, 5:00 am
In United States v. [read post]
