Search for: "SEC v. Cross Financial Services, Inc."
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26 Aug 2018, 3:51 pm
McCarthy v. [read post]
17 Aug 2018, 6:16 am
Halper, Ellen V. [read post]
13 Jul 2018, 6:19 am
Sama, and Jennifer Wieboldt, Arnold & Porter Kaye Scholer LLP, on Wednesday, July 11, 2018 Tags: Cross-border transactions, Morrison v. [read post]
26 Mar 2018, 6:09 pm
(c) all counterclaims, cross-claims and third party claims; (d) all common law claims, based on contract, tort, fraud, or intentional torts; (e) all claims based on a violation of any state or federal constitution, statute or regulation; . . . [read post]
16 Mar 2018, 6:08 am
Mesa The Rise of Blockchains and Regulatory Scrutiny Posted by Stuart Levi, Gregory Fernicola and Eytan Fisch, Skadden, Arps, Slate, Meagher & Flom LLP, on Friday, March 9, 2018 Tags: Bitcoin, Blockchain, Contracts, Cryptocurrency, Derivatives, Financial regulation, ICOs, Money laundering, SEC, SEC enforcement, Securities regulation Are Financial Constraints Priced? [read post]
2 Jan 2018, 5:08 pm
The world of directors’ and officers’ liability is always dynamic, but 2017 was a particularly eventful year in the D&O liability arena. [read post]
15 Dec 2017, 9:01 am
Financial Reports. [read post]
15 Dec 2017, 9:01 am
Financial Reports. [read post]
12 Dec 2017, 4:36 pm
The company, Munched, Inc. halted its ICO after being contacted by the SEC, and agreed to an order in which the Commission found that its conduct constituted unregistered securities offers and sales. [read post]
21 Nov 2017, 11:23 am
Under that doctrine, pioneered in Chevron, U.S.A., Inc. v. [read post]
23 Oct 2017, 4:22 pm
New developments have imposed additional responsibilities on company directors and officers in the cybersecurity area – most recently in sweeping regulations promulgated by the New York State Department of Financial Services. [read post]
23 Oct 2017, 4:22 pm
New developments have imposed additional responsibilities on company directors and officers in the cybersecurity area – most recently in sweeping regulations promulgated by the New York State Department of Financial Services. [read post]
6 Oct 2017, 9:55 am
In U.S. v. [read post]
26 Sep 2017, 9:01 pm
(Morningstar) and two subsidiaries of Prudential Financial Inc (Prudential). [read post]
16 Sep 2017, 10:26 am
Tenaska Energy, Inc. v. [read post]
22 Aug 2017, 8:14 pm
Cross, 968 F. [read post]
22 Aug 2017, 8:14 pm
Cross, 968 F. [read post]
2 Jun 2017, 6:25 am
Proxy Season Half-Time Update Posted by John Roe, Institutional Shareholder Services, Inc., on Wednesday, May 31, 2017 Tags: Boards of Directors, Disclosure, ESG, Executive Compensation, Institutional Investors, Say on frequency, Say on pay, Shareholder proposals, Shareholder voting, Sustainability What’s (Still) Wrong with Credit Ratings Posted by Frank Partnoy, University of San Diego, on Wednesday, May 31, 2017 Tags: Accountability, Credit risk, Defaults, Dodd-Frank… [read post]
10 May 2017, 10:20 am
Well-known for her extensive work with health, insurance, financial services, technology, energy, manufacturing, retail, hospitality and governmental employers, her nearly 30 years’ of experience encompasses domestic and international businesses of all types and sizes. [read post]
25 Apr 2017, 3:21 pm
See, Businesses Must Confirm & Clean Up Health Plan ACA & Other Compliance Following Supreme Court’s King v. [read post]
