Search for: "SEC v. Davis"
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19 Mar 2015, 3:40 am
Here’s news from Davis Polk’s Ning Chiu: The SEC announced a whistleblower award of nearly half a million dollars to a former company officer whose report of misconduct resulted in an SEC enforcement action. [read post]
3 Sep 2015, 6:33 am
This post is based on a Davis Polk client memorandum. [read post]
6 Jun 2014, 6:23 am
Rouhandeh, head of the Litigation Department and a member of the Management Committee at Davis Polk & Wardwell LLP, and is based on a Davis Polk client memorandum. [read post]
6 Feb 2007, 3:02 pm
Davis. [read post]
17 May 2013, 10:56 am
Davis, and Laura Pendergest-HoltCase number: 09-cv-00298 (United States District Court for the Northern District of Texas)Case filed: February 17, 2009Qualifying Judgment/Order: April 25, 2013 5/17/2013 8/15/2013 2013-42 SEC v. [read post]
5 Sep 2023, 9:05 pm
Supreme Court next term of Securities and Exchange Commission v. [read post]
26 Apr 2024, 6:30 am
Schwartz, Sullivan & Cromwell LLP, on Wednesday, April 24, 2024 Tags: Disclosure, Macquarie v. [read post]
26 Apr 2024, 6:30 am
Schwartz, Sullivan & Cromwell LLP, on Wednesday, April 24, 2024 Tags: Disclosure, Macquarie v. [read post]
13 Sep 2018, 6:32 am
In April 2018, SEC Chair Jay Clayton said that resolving this knotty issue is not a priority for the Commission, but the Supreme Court’s May 2018 pro-arbitration decision in Epic Systems Corp. v. [read post]
21 Jul 2017, 6:04 am
Securities and Exchange Commission, on Friday, July 14, 2017 Tags: Algorithmic trading, Capital formation, Capital markets, Dark pools, High-frequency trading, Information environment, Market efficiency, Private firms, SEC, SEC enforcement, Securities Act, Securities regulation, Transparency SEC Chairman Clayton on His Agenda Posted by Ning Chiu, Davis Polk & Wardwell LLP,… [read post]
20 Jan 2007, 10:13 pm
Just this week on January 18th, the Supreme Court of the State of Washington in Davis v. [read post]
20 Jan 2007, 10:13 pm
Just this week on January 18th, the Supreme Court of the State of Washington in Davis v. [read post]
25 Jan 2016, 5:00 am
Please print this deck in advance… The SEC is closed today due to the weekend snow storm. [read post]
13 Mar 2020, 3:00 am
” Basic Inc. v. [read post]
30 Nov 2008, 11:06 am
Davis, set forth at pages 40-43 of the Court's decision (pdf) in Capitol v. [read post]
19 Sep 2011, 3:01 pm
And congratulations to the upstanding DPW (led by William Aaronson) and V&E (led by Jeffery Floyd and Stephen Gill) lawyers working on the deal who had nothing to do with this nonsense. [read post]
23 May 2016, 6:00 am
The SEC linked Walters to Davis. [read post]
14 Feb 2020, 6:31 am
Halper, Ellen V. [read post]
16 Jun 2022, 9:05 pm
Our bipartisan Working Group is comprised of leading academics, former Commission officials, and market participants who have studied and overseen development of SEC rules for decades, including: Fifteen former senior SEC officials, including four SEC Chairs, five SEC Commissioners, five SEC General Counsel, and four Directors of the SEC’s Division of Corporation Finance; Seventeen senior scholars of corporate, securities and administrative… [read post]
