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16 May 2019, 2:07 pm
See The Robare Group, Ltd., et al. v. [read post]
1 Aug 2023, 6:04 am
The court is withholding issuance of its mandate for three months to allow market participants to wind down existing transactions (Cboe Futures Exchange, LLC v. [read post]
6 May 2011, 8:00 am
Gupta was apparently notified of the planned action by the SEC (most likely through a Wells notice) yet did not step down from the boards of a number of public companies where he had positions. [read post]
13 Jan 2010, 2:16 pm
SEC v Shanahan [read post]
17 Jan 2011, 5:00 am
SEC, when the DC Circuit struck down the Commission's attempt to impose one share, one vote. [read post]
13 Oct 2010, 5:00 am
So, with all of that background, we return to FEF v. [read post]
30 Apr 2013, 7:41 am
SEC v. [read post]
14 Oct 2021, 2:36 pm
The SEC and its state counterparts presently apply the Howey[1]/Forman[2] tests set down by the U.S. [read post]
13 Nov 2009, 5:00 am
In SEC v. [read post]
25 Oct 2022, 6:15 am
SEC (U.S. 2018) and Free Enterprise Fund v. [read post]
12 Jun 2007, 5:15 am
See SEC v. [read post]
3 Nov 2023, 11:14 am
On July 19, 2022, in SEC v. [read post]
9 Jun 2023, 12:26 pm
FTC and Cochran v. [read post]
16 Mar 2023, 1:36 pm
Currently, as ruled by the Supreme Court in Digital Realty Trust, Inc. v. [read post]
21 Sep 2023, 5:47 am
Turning to recent actions, the July decision in SEC v. [read post]
13 Feb 2012, 11:02 am
In Business Roundtable v SEC, for example, which struck down the SEC's proxy access rule, the court explained that: We agree with the petitioners and hold the Commission acted arbitrarily and capriciously for having failed once again — as it did most recently in American Equity Investment Life Insurance Company v. [read post]
19 Aug 2015, 3:15 am
Below is news from Hunton & Williams’ Scott Kimpel (also see this Cooley blog): Yesterday, the DC Circuit Court of Appeals finally issued its opinion on rehearing in NAM v. [read post]
9 Feb 2023, 5:00 am
According to the SEC, the court lacks subject matter jurisdiction because the law firm has not identified a case or controversy and it does not have standing or a ripe dispute (Hodl Law, PLLC v. [read post]
3 Nov 2016, 7:39 am
Northway and Basic Inc. v. [read post]
6 Oct 2015, 9:49 am
Finally, the SEC advised the court that it may be delayed by unforeseen events such as a government shut-down, relevant international developments, or unexpected legal developments. [read post]
