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19 May 2022, 12:10 pm by Mark Astarita
Court of Appeals for the Fifth Circuit handed down a major decision today, vacating SEC’s decision in Jarkesy v. [read post]
1 Nov 2016, 9:45 am by John Jascob
Ambiguity in the statute warrants deference to the SEC’s rule under Chevron, the agency argues (Danon v. [read post]
1 Aug 2023, 6:04 am by Unknown
The court is withholding issuance of its mandate for three months to allow market participants to wind down existing transactions (Cboe Futures Exchange, LLC v. [read post]
6 May 2011, 8:00 am by J Robert Brown Jr.
  Gupta was apparently notified of the planned action by the SEC (most likely through a Wells notice) yet did not step down from the boards of a number of public companies where he had positions. [read post]
17 Jan 2011, 5:00 am by J Robert Brown Jr.
SEC, when the DC Circuit struck down the Commission's attempt to impose one share, one vote. [read post]
14 Oct 2021, 2:36 pm by Sheila R. Carroll
  The SEC and its state counterparts presently apply the Howey[1]/Forman[2] tests set down by the U.S. [read post]
13 Feb 2012, 11:02 am by Steve Bainbridge
In Business Roundtable v SEC, for example, which struck down the SEC's proxy access rule, the court explained that: We agree with the petitioners and hold the Commission acted arbitrarily and capriciously for having failed once again — as it did most recently in American Equity Investment Life Insurance Company v. [read post]
19 Aug 2015, 3:15 am by Broc Romanek
Below is news from Hunton & Williams’ Scott Kimpel (also see this Cooley blog): Yesterday, the DC Circuit Court of Appeals finally issued its opinion on rehearing in NAM v. [read post]