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4 May 2018, 6:00 am
[More…] Starbucks and Policy Management Perils by Matt Kelly The peril for large organizations is that they might lurch for simple policy solutions that create more problems than they solve. [read post]
12 Mar 2009, 7:29 pm
Jones v. [read post]
12 Jan 2010, 5:00 am
For anyone marginally familiar with the current financial crisis and Judge Posner's opinion in Jones v. [read post]
16 Sep 2016, 6:08 am
Brown, Wilmer Cutler Pickering Hale and Dorr LLP, onMonday, September 12, 2016 Tags: CFPB, Debtor-creditor law, Financial regulation, Liability standards, OMB, SEC, SEC enforcement, Securities regulation The Finer Points of Proxy Access Bylaws Come Under the Microscope Posted by Peter Kimball and Alexandra Higgins, ISS Corporate Solutions, on Monday, September 12, 2016 Tags: Boards of Directors, Charter & bylaws, Director compensation, Golden leashes, ISS,… [read post]
4 Dec 2013, 9:07 am
SEC Registration. [read post]
12 Aug 2007, 10:01 pm
Young Again Products, Inc. v. [read post]
6 Jun 2007, 9:55 am
Nomination of Directors Last year's AFSCME v. [read post]
4 Jan 2017, 3:55 pm
Managers who are required to register with the SEC as of the date of their annual amendment must register with the SEC within 90 days of filing the annual amendment.Exempt Reporting Advisers. [read post]
4 May 2022, 9:01 pm
Last month, Judge Green of the Los Angeles County Superior Court in Crest v. [read post]
1 Jun 2007, 5:15 am
See SCM v. [read post]
5 Jan 2015, 3:31 pm
Managers who are required to register with the SEC as of the date of their annual amendment must register with the SEC within 90 days of filing the annual amendment. [read post]
20 Sep 2017, 3:00 am
Motorola Solutions, Inc. v. [read post]
8 Dec 2021, 7:27 am
SEC RIAs. [read post]
8 Dec 2021, 11:27 am
SEC RIAs. [read post]
19 Oct 2023, 9:05 pm
In a recent report, Viral V. [read post]
16 Jan 2015, 9:07 pm
Duckson v. [read post]
16 Apr 2020, 4:55 am
Please note COVID-19 related matters appear at the end of this update. **** SEC Matters SEC Releases 2020 Examination Priorities. [read post]
4 Apr 2013, 6:48 pm
The initiative, which aims to examine the conduct of most newly registered investment advisers, gives the SEC the ability to reach a large percentage of new registrants by focusing on a limited number of higher risk issues, including: (i) marketing, (ii) portfolio management, (iii) conflicts of interest, (iv) safety of client assets and (v) valuation. [read post]
4 May 2024, 8:31 pm
Seilkop v. [read post]
26 Jul 2020, 6:24 am
Sec. 8 tenant was being evicted for damaging unit. [read post]
