Search for: "SECURITIES AND EXCHANGE COMMISSION v. DOWNS et al"
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12 Jul 2009, 7:22 pm
In 1991, Caserta was barred by the Securities and Exchange Commission from "association with any broker, dealer, or investment advisor. [read post]
8 Dec 2022, 6:06 am
” (See Prosecutor v Karadzić (Decision) 16 May 1995 (ICTY Trial Chamber) paras 23-24.) [read post]
18 Jul 2009, 7:31 am
Without question, the first six months of 2009 have been a period of sharply increased enforcement activity at the Securities and Exchange Commission. [read post]
2 Nov 2021, 1:41 pm
FPC American Victory Fund, et al., the Second Amendment Foundation, et al., and the NRA Civil Rights Defense Fund provide interpretations of the amendment’s language. [read post]
23 Sep 2008, 4:32 pm
In the case of Free Enterprise Fund, et al., v. [read post]
25 Aug 2011, 6:31 am
Securities and Exchange Commission (“SEC”) and the United States District Court. [read post]
4 Mar 2024, 5:56 pm
The ABA Business Law Section Backgrounder may be accessed HERE. 1UNITED STATES DISTRICT COURTNORTHERN DISTRICT OF ALABAMANORTHEASTERN DIVISIONNATIONAL SMALL BUSINESS )UNITED, d/b/a the NATIONAL )SMALL BUSINESS )ASSOCIATION, et al., ))Plaintiffs, ))v. ) Case No. 5:22-cv-1448-LCB)JANET YELLEN, in her official )capacity as Secretary of the )Treasury, et al., ))Defendants. )MEMORANDUM OPINIONThe late Justice Antonin Scalia once remarked that federal judges… [read post]
13 Feb 2024, 9:05 pm
Supreme Court in West Virginia v. [read post]
4 Aug 2014, 2:34 pm
See, Securities and Exchange Commission v. [read post]
1 Nov 2009, 8:58 pm
” [33] However, due to the fact that the Tribune Company filed separately from the Chicago Cubs organization, the team should be clear from such action. [34] V. [read post]
2 May 2023, 12:51 pm
” They include: Commodity Futures Trading Commission Department of Justice MIMF Unit Federal Bureau of Investigation Federal Trade Commission Internal Revenue Service Secret Service Securities and Exchange Commission. [read post]
17 Dec 2018, 8:18 am
Blockvest LLC et al., case number 3:18-cv-02287, denied the SEC’s Motion for Preliminary Injunction to enjoin Blockvest’s ICO on the SEC’s claim that Blockvest’s pre-ICO capital raising was a securities law violation. [read post]
29 Dec 2021, 12:00 pm
In Milieudefensie et al. v. [read post]
12 Feb 2018, 5:00 am
Last week Fairplay Canada filed an application with the Canadian Radio-television and Telecommunications Commission (CRTC), asking for a new tool to help Canadian creators to combat online theft of their content by illegal piracy websites. [read post]
13 Feb 2023, 5:59 am
This sharpened focus was on display in President Biden’s March 1, 2022 State of the Union address, in which he noted that “as Wall Street firms take over more nursing homes, quality in those homes has gone down and costs have gone up. [read post]
18 Apr 2008, 2:00 am
Protecting computer programs under the Copyright Act: Dais Studios v Bullet Creative: (IP Down Under), Assessing copyright risk in new classroom technologies: (IP Down Under), Cadbury loses battle over exclusive use of colour purple for chocolate wrapping in its case against Darrell Lea: (Australian Trade Marks Law Blog), (IP Down Under), (IPKat), (IPwar’s), Employee or independent contractor? [read post]
11 May 2023, 5:01 am
Legal Arguments in the Texas Suit In their motion for summary judgment, plaintiffs in Joseph Van Loon et al. v. [read post]
7 Feb 2011, 5:56 pm
Any firm acting as a counterparty to certain off-exchange forex transactions involving retail persons is required to register as a Retail Foreign Exchange Dealer. [read post]
17 Aug 2018, 7:45 am
Yesterday's CapStack Nashville 3 LLC et al. v. [read post]
19 Dec 2022, 2:31 am
NPR, Al Jazeera and CNN cover the claim. [read post]