Search for: "Schwab YieldPlus Fund"
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6 Apr 2010, 1:14 pm
The lawsuit claimed that Schwab decreed in 2001 that YieldPlus would hold a maximum of 25 percent of private-label mortgage-backed securities, but in 2006 changed its Statement of Additional Information to allow the fund managers to abrogate that requirement without obtaining shareholder approval. [read post]
24 Mar 2010, 8:55 pm
Related Web Resources: Schwab Seeks to Fend Off SEC Lawsuit Over YieldPlus, Bloomberg/Business Week, March 23, 2010 The Charles Schwab Corporation : Schwab YieldPlus Funds Investor Shares or Schwab YieldPlus Funds Select Shares, Securities.Stanford.Edu Securities and Exchange Commission [read post]
11 Jan 2010, 4:56 pm
Schwab YieldPlus Funds: This ultrashort bond fund lost 35.4% in 2008. [read post]
21 Dec 2009, 10:14 am
Investors that may qualify as class members acquired Schwab YieldPlus Fund shares between May 31, 2006 and March 17, 2008. [read post]
16 Dec 2009, 9:23 am
Weigel as a result of losses sustained in the Schwab YieldPlus Fund. [read post]
16 Dec 2009, 8:35 am
The SEC staff recently notified Schwab that it intends to recommend the filing of a civil enforcement action against Schwab Investments, Charles Schwab Investment Management, Charles Schwab & Co., Inc. and the president of the funds for possible violations of the securities laws with respect to the Schwab YieldPlus Fund. [read post]
13 Dec 2009, 7:22 am
In particular, there have been a number of cases filed in recent months by investors who lost substantial portions of their investments placed in bond funds, like Schwab YieldPlus and Regions Morgan Keegan Bond Funds. [read post]
17 Nov 2009, 2:14 pm
A federal court recently certified a class action against Charles Schwab & Company, Inc. brought on behalf of investors in the Schwab YieldPlus Fund. [read post]
9 Nov 2009, 8:31 am
A federal court recently certified a class action against Charles Schwab & Company, Inc. brought on behalf of investors in the Schwab YieldPlus Fund. [read post]
2 Nov 2009, 2:15 pm
Investors in Charles Schwab's YieldPlus Fund need to be aware of their options in light of the recent certification of a class action brought by YieldPlus investors against Schwab. [read post]
20 Oct 2009, 8:05 am
The threatened SEC enforcement action against The Charles Schwab Corp. relating to sales of its YieldPlus Fund increases the likelihood that Schwab will need to settle a class action and FINRA arbitrations involving the YieldPlus Fund, according to industry analysts, as reported by Bruce Kelly on October 18 in InvestmentNews. [read post]
16 Oct 2009, 7:43 am
In May 2007, the Schwab YieldPlus Fund had more than $13 billion in assets. [read post]
15 Oct 2009, 4:31 pm
Charles Schwab Corp. has received a Wells notice from the Securities and Exchange Commission about possible civil charges related to the discount brokerage's Schwab Total Bond Market Fund and Schwab YieldPlus Fund. [read post]
15 Oct 2009, 2:56 pm
The San Francisco-based brokerage acknowledged earlier this week that it had received the SEC's Well Notice, which outlined possible civil enforcement actions against Schwab Investments, Charles Schwab Investment Management, Charles Schwab & Co., Inc. and the president of the YieldPlus funds for alleged violations of securities laws in connection to the two fixed-income mutual funds. [read post]
15 Oct 2009, 9:46 am
More Information: Schwab YieldPlus Fund Charles Schwab & Co. [read post]
15 Oct 2009, 8:52 am
Accordign to the filing, the Company has been responding to civil litigation claims and regulatory investigations regarding two fixed income mutual funds, the Schwab YieldPlus Fund(R) and the Schwab Total Bond Market Fund(TM). [read post]
14 Oct 2009, 12:28 pm
Investors who purchased shares of the Schwab YieldPlus Fund that qualify as class members will be automatically included in the class action, unless they submit a request for exclusion from class membership. [read post]
14 Oct 2009, 11:13 am
The Charles Schwab YieldPlus Fund class action suit has generated some serious questions for investors to consider. [read post]
13 Oct 2009, 4:04 pm
Allegations regarding the Schwab YieldPlus funds include that investors were deceived about the inherent risk in the funds, which were packaged and sold as cash alternatives. [read post]
13 Oct 2009, 2:38 pm
Investors in Charles Schwab's YieldPlus Fund have important decisions to make. [read post]
