Search for: "Securities Investor Protection Corporation"
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19 Apr 2024, 12:30 pm
"Strike suits" with "mootness fees" are what the Seventh Circuit calls "no better than a racket" and describes this way: "money moves from corporate treasuries to plaintiffs' lawyers; the investors get nothing, yet the payment diminishes (though only a little) the market price of each share. [read post]
19 Apr 2024, 9:27 am
Terraform also filed a voluntary petition for Chapter 11 bankruptcy protections on January 21. [read post]
18 Apr 2024, 9:01 pm
Every day, we see individuals, corporations, analysts, and others touting these developments. [read post]
18 Apr 2024, 9:25 am
Guidelines and policies have been put in place to safeguard patient data privacy and address security concerns. [read post]
17 Apr 2024, 1:04 pm
Overall, the benefits of the heightened protections greatly outweigh the burdens of the new disclosure requirements on corporations. [read post]
17 Apr 2024, 12:15 am
While it may bring a civil action to enforce the Corporate Securities Law of 1968, it typically would have not involvement in the settlement of a class action lawsuit. [read post]
12 Apr 2024, 12:06 pm
This adjustment increases the likelihood of coverage loss for affected investors. [read post]
12 Apr 2024, 11:27 am
Lincoln Financial Advisors Corporation and Lincoln Financial Securities Corporation agreed to pay an $8.5 million penalty. [read post]
12 Apr 2024, 4:00 am
Kushner’s $3 billion fund is financed almost entirely from overseas investors with whom he worked when he served as a senior adviser in the Trump White House. [read post]
12 Apr 2024, 3:30 am
Many in the field will also be aware of a related debate over the conventional consensus that securities regulation should focus on protecting financial investors. [read post]
11 Apr 2024, 4:57 am
Introducing the Enforcement Division panel, Director Grewal reflected on the Division’s commitment to investor protection and the Enforcement Staff’s perseverance despite “significant headwinds,” including attacks on the Commission’s authority, motivation, and integrity. [read post]
10 Apr 2024, 3:45 pm
This is particularly true for large corporate debtors, and this trend has held even during the most recent financial difficulties caused by the COVID-19 pandemic. [read post]
7 Apr 2024, 9:05 pm
One might say that it is easier for business managers and investors to focus only on the primary objective of short-term and long-term profits. [read post]
5 Apr 2024, 6:00 am
How Corporate PAC Money Could End Up in the Personal Coffers of Sens. [read post]
4 Apr 2024, 10:54 am
Or the one who reported on the securities scheme that bilked investors out of billions of dollars. [read post]
3 Apr 2024, 9:03 pm
SAB 121 arguably does not protect investors. [read post]
3 Apr 2024, 10:35 am
Strong IP Protection: South Korea has a robust intellectual property protection system, which provides, in most cases, a secure environment for businesses to operate and innovate. [read post]
29 Mar 2024, 7:28 pm
The alignment of the spheres of politics, law, and economic activity--subsumed within the overarching principles of international human rights--requires a refocus of the enterprise of business and human rights as a legal-policy matter from the State duty to protect human rights to the corporate responsibility to respect human rights. [read post]
28 Mar 2024, 9:01 pm
FinCEN contemplates that the latter will be addressed through a forthcoming revision to the Customer Due Diligence (“CDD”) Rule, pursuant to the Corporate Transparency Act, which is expected by January 1, 2025. [read post]
27 Mar 2024, 5:25 pm
” Instead, the Securities and Exchange Act prohibits trading securities based on non-public information. [read post]
