Search for: "Securities and Exchange Commission v. Evans" Results 41 - 60 of 62
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8 Aug 2012, 5:29 am by Rob Robinson
Follow @InfoGovernance   eDiscovery News Content and Considerations ABA eDiscovery Expert Says Emerging Standards Are Premature - http://bit.ly/OCjAeh (Evan Koblentz) Are Keywords Obsolete? [read post]
21 May 2012, 4:54 am by INFORRM
Brighton Festival (Brighton Dome, Corn Exchange). 30 May, 9am – 7.30pm: Conference: ‘After phone hacking, what next? [read post]
16 May 2012, 7:37 am by Rob Robinson
Technology Assisted Review Backgrounder - bit.ly/IiTGtb (@OrangeLT) ABA Commission Proposes Ethics Rule Requiring Adequate Data Security – bit.ly/LEqLBX (Scott Loughlin) Are Predictive Coding Disclosures Required? [read post]
14 May 2012, 4:33 am by INFORRM
The commission decided that following a breach of Clause 3, the newspaper had taken sufficient remedial action. [read post]
3 Mar 2012, 1:59 am
Internet Corporation for assigned names and numbers plan to expand domain names, commercialization of highway rest areas, and food safety proposals (no specific legislation).Also, debt collection and Securities and Exchange Commission requirements on executive compensation.3. [read post]
28 Feb 2012, 2:00 am by Keith Paul Bishop
 In contrast, Senator Evans’ bill appears (although it is not entirely clear) to apply to corporations with a class of securities registered under Section 12 of the Securities Exchange Act of 1934 that have shareholders with “legal residency” in California. [read post]
18 Jan 2012, 3:57 am by Rob Robinson
§ 1920 (PDF) t.co/f6HHAi9a (Latham & Watkins) No Resolution Reached in Pippins v. [read post]
27 May 2011, 7:19 am
Indeed, since SOX prohibits companies from violating rules of the Securities and Exchange Commission (SEC), a whistleblower can have a reasonable belief about a violation that has nothing to do with any fraud against shareholders. [read post]
5 Apr 2011, 8:12 am by admin
” Similarly, Securities and Exchange Commission spokesman John Nester said, “We’re pleased our views factored in the decision. [read post]
18 Jan 2011, 11:58 am by Richard Renner
Attorney John Avery appeared on behalf of the Securities and Exchange Commission (SEC). [read post]
31 Dec 2010, 9:06 pm by Richard Renner
The Securities and Exchange Commission (SEC) filed their own amicus brief. [read post]
8 Apr 2010, 3:40 am by Sam E. Antar
InterOil filed a false Form D with the Securities and Exchange Commission claiming it was paying no sales commissions or finder's fees in connection with the offering, when, in fact, the company previously agreed to pay such commissions and fees. [read post]
2 Apr 2010, 12:38 am by David Kopel
(a) Social Security (b) The Federal Trade Commission (c) Medicare/Medicaid (d) The Securities and Exchange Commission (e) The new Health Care mandate In my view, (a), (b), (c), and (d), are constitutional, but (e) is not. [read post]
16 Sep 2009, 1:47 pm
(Reading, MA; Sandra Scholten, President) A-Tech Security Inc. [read post]
6 Aug 2008, 2:12 pm
In a July 9 filing, the trustee for Wright's former company claimed that Goins and his one-time firm breached their representation contracts with IMA by not carrying out some of their duties as attorneys and by being professionally negligent in how they dealt with the Securities and Exchange Commission. [read post]