Search for: "Securities and Exchange Commission v. Hill" Results 41 - 60 of 166
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1 Dec 2021, 11:39 am by Emily Dai
Court of Appeals for the District of Columbia Circuit proceedings for the case Trump v. [read post]
2 Dec 2008, 9:49 pm
These had been disguised as mutual exchanges, where there were no exchanges. [read post]
28 Mar 2019, 4:13 am by Edith Roberts
Securities and Exchange Commission that a defendant can be charged with violating federal law barring fraudulent securities schemes if he distributed, but did not make, false statements. [read post]
17 Feb 2014, 6:21 am by Amy Howe
FEC has languished without action at the Securities and Exchange Commission for more than two years while the same narrow U.S. [read post]
20 May 2022, 11:01 am by Gus Hurwitz
Khan, joined by Securities and Exchange Commission (SEC) Chair Gary Gensler, made the regular trip to Congress to ask for a bigger budget to support more hires. [read post]
16 Mar 2018, 6:08 am
Securities and Exchange Commission, on Thursday, March 15, 2018 Tags: Accounting, Disclosure, Exchange-traded funds, Financial reporting, Investor protection, Liquidity, Mutual funds, Risk management, Securities regulation, Transparency [read post]
11 Jul 2018, 8:05 am by Andrew Hamm
” Briefly: Following Lucia v. [read post]
12 Jun 2021, 1:29 pm by Ajay Sarma, Christiana Wayne
Robert Hills, Matt Kubic and Bill Mayew argued that when the Securities & Exchange Commission focuses on terrorism, it misses instances of more traditional financial misrepresentation. [read post]
2 Mar 2022, 9:26 am by Katherine Pompilio
” President Biden delivered his State of the Union address Tuesday night on Capitol Hill, according to CNN. [read post]
5 Jun 2019, 1:38 pm by Jeffrey Mitchell
Federal Courts Mozilla Corporation, et al. v. [read post]
2 May 2017, 3:44 am by Edith Roberts
Securities and Exchange Commission, which asks whether a federal statute of limitations on civil penalties and forfeitures applies to disgorgements, warning that “unless the Court is careful, it could end up rewriting the tax law and turning Kokesh’s statute-of-limitations issue into a boon for the federal fisc. [read post]
7 Jun 2021, 2:10 pm by Ajay Sarma, Christiana Wayne
ICYMI: This Weekend on Lawfare Robert Hills, Matt Kubic and Bill Mayew argued that when the Securities & Exchange Commission’s focus on terrorism, it misses instances of more traditional financial misrepresentation. [read post]
24 Apr 2018, 4:27 am by Edith Roberts
Securities and Exchange Commission, which asks whether SEC administrative law judges are “officers of the United States” within the meaning of the Constitution’s appointments clause. [read post]
23 Feb 2018, 4:07 am by Edith Roberts
Somers, in which the court ruled that the anti-retaliation provision of the Dodd-Frank Act does not apply to a whistleblower who has not first reported a violation to the Securities and Exchange Commission. [read post]
20 May 2017, 5:23 am by Matthew Kahn
Covering travel ban litigation, Jane summarized the oral arguments in Hawaii v. [read post]
13 Aug 2009, 1:40 am
Subscription needed for online access: 08/12/2009 Complaint: Securities and Exchange Commission v. [read post]