Search for: "Securities and Exchange Commission v. James"
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23 Apr 2013, 6:28 am
EFS, LLC, Freedom Fidelity, LLC, James N. [read post]
2 Mar 2018, 8:10 am
In United States v. [read post]
9 May 2017, 11:41 am
Last Thursday, Jay Clayton was officially sworn in as the new Chairman of the Securities and Exchange Commission. [read post]
23 Mar 2022, 9:55 am
Securities and Exchange Commission (the “SEC”) released a long-anticipated proposed amendment to its rules under the Securities Act of 1933 (“Securities Act”) and Securities Exchange Act of 1934 (“Exchange Act”). [read post]
21 Aug 2012, 1:45 pm
he Securities and Exchange Commission today announced a second round of charges in an insider trading case involving former professional baseball players and the former top executive at a California-based medical eye products company that was the subject of the illegal trading.The SEC brought initial charges in the case last year, accusing former professional baseball player Doug DeCinces and three others of insider trading on confidential information ahead of an… [read post]
22 Jul 2016, 10:34 am
The Securities and Exchange Commission today announced that Brian T. [read post]
7 Mar 2018, 12:35 pm
The military commission in United States v. [read post]
1 Dec 2017, 6:00 am
In a stunning turn, the Securities and Exchange Commission altered its treatment of the SEC’s administrative law judges. [read post]
21 Jun 2019, 6:42 am
Securities and Exchange Commission, on Friday, June 14, 2019 Tags: Capital markets, Exchange-traded funds, Index funds, Investment Company Act, Investor protection, Liquidity, Market conditions, SEC, Transparency Investors Bancorp‘s Impact on Long-Term Incentive Plans Posted by Matthew B. [read post]
24 May 2024, 6:30 am
Securities and Exchange Commission, on Friday, May 17, 2024 Tags: Data Breach, data breaches, data security, financial data, financial privacy, Regulation S-P, SEC The Limits on Sharing Confidential Information with Activists Posted by Gail Weinstein, Philip Richter, and Warren de Weid, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, May 18, 2024 Tags: Activist, Court of Chancery, delaware, Delaware law, Icahn v. deSouza, stockholder… [read post]
24 May 2024, 6:30 am
Securities and Exchange Commission, on Friday, May 17, 2024 Tags: Data Breach, data breaches, data security, financial data, financial privacy, Regulation S-P, SEC The Limits on Sharing Confidential Information with Activists Posted by Gail Weinstein, Philip Richter, and Warren de Weid, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, May 18, 2024 Tags: Activist, Court of Chancery, delaware, Delaware law, Icahn v. deSouza, stockholder… [read post]
23 Feb 2009, 12:02 pm
In its civil complaint in Securities and Exchange Commission v. [read post]
5 Aug 2013, 6:00 am
Apple Inc. [1] serves as a good reminder of the importance of ensuring that management proposals do not run afoul of the Securities and Exchange Commission’s (“SEC”) unbundling rules. [read post]
10 Jul 2007, 8:08 am
Makor Issues & Rights, most legal observers concluded that the justices took a balanced approach because they did not erect a higher barrier to investor plaintiffs, as industry groups and the Securities and Exchange Commission had asked the court to do. [read post]
19 Jan 2023, 12:49 pm
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
23 Apr 2018, 3:15 pm
Securities and Exchange Commission, about whether that agency’s administrative law judges are “officers” of the United States under the Constitution’s appointments clause. [read post]
13 Dec 2017, 10:32 am
James V. [read post]
6 Jun 2014, 6:23 am
Rakoff’s rejection in 2011 of the consent settlement in United States Securities and Exchange Commission v. [read post]
17 Mar 2017, 10:12 am
Lebowitz asks the court to impose the remedy that was proposed on Monday under United States v. [read post]
7 Apr 2015, 2:13 pm
See, Scott James Preston, Whistleblowing in Intercollegate Athletics, University Business, March 28, 2012, (discussing Glenn Hedden v. [read post]
