Search for: "Securities and Exchange Commission v. Jones"
Results 41 - 60
of 128
Sorted by Relevance
|
Sort by Date
28 Oct 2014, 1:30 pm
Kalamazoo County Road Commission v. [read post]
14 Jul 2011, 2:03 pm
Mitchum, Jones & Templeton, Inc., 262 Cal. [read post]
16 Apr 2021, 5:51 am
Securities and Exchange Commission, on Thursday, April 15, 2021 Tags: Capital formation, Disclosure, Financial reporting, Investor protection, Mergers & acquisitions, Regulation FD, SEC, Securities regulation, SPACs, Special purpose vehicles [read post]
16 May 2020, 12:46 pm
Glenhill The opinion should be of interest to M&A specialists in that Vice Chancellor Glasscock sets out the reasons that, for purposes of this ruling, those two defendants are not part of the control group even though Securities Exchange Commission rules may include them in the “purchaser group. [read post]
5 May 2022, 9:08 pm
Securities and Exchange Commission’s (SEC) traditional test for determining whether a transaction qualifies as a security—the Howey test—is problematic for cryptocurrencies. [read post]
11 May 2022, 7:19 am
(relisted after the April 29 conference) Securities and Exchange Commission v. [read post]
10 Jul 2011, 2:02 pm
Kernott v Jones, heard 4 May 2011. [read post]
24 Jan 2008, 8:02 am
In 2003, The Securities Exchange Commission instituted a regulation requiring certain hedge funds, previously unregulated, to register as Investment Advisers. [read post]
31 May 2022, 5:57 am
Background on SEC Administrative Proceedings One of the SEC’s functions is to bring enforcement proceedings against those alleged to have violated securities laws, such as the Securities Act of 1933, Securities Exchange Act of 1934, or Investment Advisor Act of 1940. [read post]
23 May 2018, 4:58 pm
Toward the end of that month, UR initiated a new investigation, to be led by a former chairwoman of the Securities and Exchange Commission and the United States Attorney for the Southern District of New York. [read post]
23 May 2018, 4:58 pm
Toward the end of that month, UR initiated a new investigation, to be led by a former chairwoman of the Securities and Exchange Commission and the United States Attorney for the Southern District of New York. [read post]
9 Mar 2007, 12:55 pm
It’s front page news on today’s Financial Times (top left, no less, and see Lombard, page 18; subscription required for both), on page 18 in the Wall Street Journal and in a whole host of UK newspapers: US Securities and Exchange Commission official Roel C. [read post]
23 Aug 2019, 6:17 am
Katz, Sabastian V. [read post]
9 Nov 2014, 6:46 pm
See Zerbst v. [read post]
4 Jun 2014, 9:30 pm
Securities & Exchange Commission, St. [read post]
21 May 2021, 5:54 am
Eddy, and Sabastian V. [read post]
3 Dec 2009, 2:35 pm
 The members are appointed and may be removed (with some limits on that power) by the Securities and Exchange Commission. [read post]
5 Apr 2009, 1:26 pm
In December 2008, after the Securities and Exchange Commission (”SEC”) concurred in the exclusion of shareholder proposals seeking greater disclosure of risks related to mortgage investments at Washington Mutual, a coalition of over 60 investors called on then President-Elect Obama to limit the ability of companies to exclude shareholder proposals related to corporate risk evaluation.[10] The corporate governance challenges for the companies being… [read post]
15 Dec 2022, 9:05 pm
Securities and Exchange Commission advanced several proposals to change stock market rules. [read post]
21 Oct 2024, 1:34 am
On Tuesday 15 October 2024 there was a trial of a preliminary issue in the data protection case of Joseph Pacini, Carsten Geyer v Dow Jones & Company Inc. [read post]
