Search for: "Securities and Exchange Commission v. Lee"
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9 Jun 2023, 8:36 am
The commission believes that Amgen will be able to offer discounts on its existing portfolio of blockbuster products in order to secure quasi-exclusive “preferred placement” on insurance-company formularies, thereby blocking potential rivals to Horizon’s new rare-disease drugs from entering the market. [read post]
22 Jan 2024, 9:01 pm
You are probably well acquainted with its successor, rule 506.[2] Prior to the adoption of former rule 146 in April 1974, the Commission did not have rules interpreting section 4(2) of the Securities Act.[3] As a result, issuers faced uncertainty in determining whether a sale of securities did not involve “any public offering” and in applying case law on the topic, including the Supreme Court’s decision in SEC v. [read post]
7 Oct 2022, 6:08 am
Murphy, October 4, 2022, Lee, K.).Flipping scheme. [read post]
9 Jun 2023, 8:36 am
The commission believes that Amgen will be able to offer discounts on its existing portfolio of blockbuster products in order to secure quasi-exclusive “preferred placement” on insurance-company formularies, thereby blocking potential rivals to Horizon’s new rare-disease drugs from entering the market. [read post]
27 Nov 2014, 12:00 am
[xxxviii] Since Bitcoin has gained so much traction from people investing in bitcoins as capital assets, it seems fitting that the Securities and Exchange Commission (“SEC”) regulate it, as the SEC’s mission is to monitor the capital markets to ensure investors are operating in a fair and efficient marketplace. [read post]
24 Jan 2019, 2:36 pm
Securities and Exchange Commission (SEC). [read post]
24 Dec 2021, 6:26 am
Securities and Exchange Commission, on Friday, December 17, 2021 Tags: Inside information, Insider trading, Misconduct, Rule 10b-5-1, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation Statement by Chair Gensler on Rule 10b5-1 and Insider Trading Posted by Gary Gensler, U.S. [read post]
19 Mar 2021, 6:08 am
Securities and Exchange Commission) and Michael E. [read post]
25 Oct 2023, 9:05 pm
” In our article, we argue that the commission’s proposal is likely to withstand scrutiny under the Supreme Court’s recent decision in West Virginia v. [read post]
14 Sep 2015, 5:04 pm
While we believe the bill is ready for a vote, what will likely be discussed during the hearing is the proposed “civil agency” exemption, which would allow the Securities and Exchange Commission and other agencies to obtain without a warrant users’ private cloud content. [read post]
20 Apr 2022, 9:05 pm
This glaring weakness in digital asset regulation, and the need to address it, has been acknowledged by Securities and Exchange Commission (SEC) Chair Gensler, CFTC Chair Behnam, the digital asset industry, and members of Congress. [read post]
11 Nov 2021, 2:07 pm
Claim handlers continue to wrestle with enduring long-tail Exchange Act claims, federal and state Securities Act claims, and shareholder derivative suits without respite. [read post]
12 Oct 2018, 6:00 am
Securities and Exchange Commission (SEC), the federal regulator tasked with policing the disclosures to shareholders by public companies like Google. [read post]
26 Sep 2016, 4:43 am
United States, in which “the justices have been asked to decide how tangible the tipster’s benefit must be” in an insider trading case, may affect the Securities and Exchange Commission’s case against hedge fund manager Leon Cooperman, arguing that if “the justices come up with a very restrictive definition of what constitutes a personal benefit for a tipster,” that could bolster Cooperman’s defense. [read post]
8 Jan 2021, 5:52 am
Securities and Exchange Commission, on Tuesday, January 5, 2021 Tags: Capital formation, Direct listings, Institutional Investors, Investor protection, Listing standards, NYSE, SEC, SEC rulemaking, Securities regulation Statement by Commissioners Lee and Crenshaw on Primary Direct Listings Posted by Allison Herren Lee & Caroline Crenshaw, U.S. [read post]
12 Nov 2013, 11:28 am
While we're at it, we'll note the publication of The Second Amendment on Trial: Critical Essays on District of Columbia v. [read post]
6 Aug 2019, 3:07 pm
§ 78j) and Securities and Exchange Commission Rule 10b-5, 17 C.F.R. [read post]
13 Sep 2019, 5:49 am
Securities and Exchange Commission, on Wednesday, September 11, 2019 Tags: Anti-corruption, Brexit, Capital formation, Capital markets, Corporate debt, FCPA, International governance, Investor protection, LIBOR, Securities regulation, UK Finalized Changes to Volcker Rule Posted by Lee Meyerson and Keith Noreika, Simpson Thacher & Bartlett LLP, on Thursday, September 12, 2019 … [read post]
31 Mar 2021, 3:02 am
Concurring in part and dissenting in part in that case, Justice Breyer again remarked that this affects “the regulation of securities sales” because, “the regulatory spheres in which the Securities and Exchange Commission … operate[s]” is “defined by content. [read post]
13 Apr 2015, 3:47 am
Securities and Exchange Commission’s authority in this market is limited to loans that meet the legal definition of a security, which requires a case-by-case review, according to John Nester, an SEC spokesman. [read post]
