Search for: "Securities and Exchange Commission v. Lee" Results 41 - 60 of 164
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23 Nov 2022, 5:04 pm
  In this case, those tropes touch on human rights, sustainability, national security, and the protection of vital global economic corridors. [read post]
3 Oct 2022, 9:03 pm by Daniella Cass
Securities and Exchange Commission that ALJs have the type of position and authority that makes them officers rather than mere employees in constitutional terms. [read post]
5 Aug 2022, 6:30 am
Securities and Exchange Commission, on Saturday, July 30, 2022 Tags: Broker-dealers, Financial regulation, Financial technology, FINRA, High-frequency trading, SEC, Securities regulation What Do Elevated Shareholder Expectations Mean for Large Company Boards and Compensation Programs? [read post]
5 Aug 2022, 6:30 am
Securities and Exchange Commission, on Saturday, July 30, 2022 Tags: Broker-dealers, Financial regulation, Financial technology, FINRA, High-frequency trading, SEC, Securities regulation What Do Elevated Shareholder Expectations Mean for Large Company Boards and Compensation Programs? [read post]
3 Aug 2022, 6:31 am
Securities and Exchange Commission (“SEC”) has the legal authority to adopt and enforce its proposed climate-related disclosure rule. [read post]
3 Aug 2022, 6:31 am
Securities and Exchange Commission (“SEC”) has the legal authority to adopt and enforce its proposed climate-related disclosure rule. [read post]
1 Aug 2022, 12:11 pm by INFORRM
Channel 4 has announced that it has commissioned a Docu-drama of the case. [read post]
29 Jul 2022, 4:00 am by Jim Sedor
Stephen Buyer, Former GOP Congressman, Accused of Insider Trading MSN – Hamza Shaban (Washington Post) | Published: 7/25/2022 The Securities and Exchange Commission charged former U.S. [read post]
20 May 2022, 11:01 am by Gus Hurwitz
Khan, joined by Securities and Exchange Commission (SEC) Chair Gary Gensler, made the regular trip to Congress to ask for a bigger budget to support more hires. [read post]
9 May 2022, 1:35 am by INFORRM
Kentucky and Maryland have introduced insurance data security legislation based on the National Association of Insurance Commissioners Insurance Data Security Model Law. [read post]
20 Apr 2022, 9:05 pm by Lee Reiners
This glaring weakness in digital asset regulation, and the need to address it, has been acknowledged by Securities and Exchange Commission (SEC) Chair Gensler, CFTC Chair Behnam, the digital asset industry, and members of Congress. [read post]
1 Apr 2022, 6:01 am
Securities and Exchange Commission, on Thursday, March 31, 2022 Tags: Capital formation, Investor protection, IPOs, LLCs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles [read post]
25 Mar 2022, 5:48 am
Securities and Exchange Commission, on Tuesday, March 22, 2022 Tags: Climate change, Disclosure, Environmental disclosure, ESG, SEC, SEC rulemaking, Securities regulation, Stakeholders, Sustainability The Law and Economics of Equity Swap Disclosure Posted by Lucian A. [read post]