Search for: "Securities and Exchange Commission v. May"
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12 Mar 2024, 3:36 am
And it is unclear if or when Congress may adopt crypto legislation on this topic (which would be ideal). [read post]
12 Mar 2024, 2:48 am
It was alleged that he had requested and accepted a bribe of €303,360, disguised as commission, from the pharmaceutical company, in exchange for which he, using his social status, contacts or other possible or supposed influence, had convinced several people in charge of the response to the pandemic to purchase tests from the company. [read post]
11 Mar 2024, 9:01 pm
In Trinity Wall St. v. [read post]
11 Mar 2024, 10:02 am
Mehta, Kaitlyn Box, Mar. 11, 2024 "On November 29, 2023, the Supreme Court heard oral argument in Securities and Exchange Commission v. [read post]
10 Mar 2024, 2:56 pm
Last Wednesday by a 3 to 2 vote the Securities and Exchange Commission adopted long awaited rules to enhance and standardize climate related disclosures, including for the first time requiring greenhouse gas emission disclosures by public companies and in public offerings. [read post]
7 Mar 2024, 9:05 pm
Securities and Exchange Commission (SEC) approved a final rule requiring certain public companies to report their greenhouse gas emissions and climate risks. [read post]
7 Mar 2024, 5:28 am
Securities and Exchange Commission v. [read post]
6 Mar 2024, 9:03 pm
[5] Commission Guidance Regarding Disclosure Related to Climate Change, Release No. 33-9106 (Feb. 2, 2010) [75 FR 6290 (Feb. 8, 2010)] [6] See Basic Inc. v. [read post]
6 Mar 2024, 9:01 pm
The Commission is a securities regulator without statutory authority or expertise to address political and social issues. [read post]
4 Mar 2024, 5:56 pm
But this year may be different. [read post]
4 Mar 2024, 2:30 am
He was required to certify in accordance with applicable Securities and Exchange Commission regulations that his reports to UBS customers about the firm’s securities business were independently produced and reflected his own views. [read post]
1 Mar 2024, 3:00 am
However, in State v. [read post]
23 Feb 2024, 9:05 pm
In an article for the University of Nevada Las Vegas Gaming Law Journal, Matt Jones of the Securities and Exchange Commission and practitioner David E. [read post]
15 Feb 2024, 9:08 pm
ASIC has cautioned that future cases may move beyond misleading and deceptive conduct to licence obligations, directors and officers duties and a range of other obligations. [read post]
15 Feb 2024, 9:05 pm
On January 24, 2024, the Securities and Exchange Commission (SEC) adopted final rules that impose significant additional procedural and disclosure requirements on initial public offerings (IPOs) by special purpose acquisition companies (SPACs) and in business combination transactions involving SPACs (de-SPACs). [read post]
15 Feb 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
13 Feb 2024, 9:05 pm
Supreme Court in West Virginia v. [read post]
13 Feb 2024, 9:09 am
Of the 23 Exemptions, the following are relevant to entities that operate in the investment management space: Any broker or dealer of securities that is registered under Section 15 of the Securities Exchange Act of 1934 (the “Exchange Act”); Any entity registered with the SEC under the Exchange Act; An investment company under Section 3 of the Investment Company Act and registered with the SEC; An RIA (please note that state… [read post]
5 Feb 2024, 1:30 pm
If any of your Charter rights have been violated before or after your arrest, you may be able to have some or all of the evidence that the Crown is relying on to secure a conviction excluded under s. 24(2) of the Charter. [read post]
