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23 Jan 2024, 4:03 am
Corp Fin Director Erik Gerding and Corp Fin Chief Counsel Michael Seaman discussed the latest developments in the Corp Fin yesterday at the Northwestern Securities Regulation Institute. [read post]
22 Jan 2024, 5:05 am
“Gaza must be demilitarized, under Israel’s full security control. [read post]
16 Jan 2024, 1:19 pm
Nessim is co-founder and CEO, and Stephen Sigrist is a senior vice president, at SAR LLC. [read post]
16 Jan 2024, 4:52 am
It is enough for it to be American…The United States is on the verge of losing its maritime security. [read post]
27 Dec 2023, 6:09 pm
July 2018 – The Financial Industry Regulatory Authority (FINRA) reportedly barred former Independent Financial Group advisor Kyusun “Kenny” Kim from working in the securities industry after he allegedly made unsuitable recommendations to numerous senior customers that they concentrate their retirement assets and liquid net worth in speculative and illiquid securities. [read post]
6 Dec 2023, 6:22 am
“News Corp was out to get me,” he said. [read post]
1 Dec 2023, 4:40 am
” GLOBAL DEVELOPMENTS Heavy gunfire was reported in the capital of Guinea this morning, just hours after some National Guard soldiers freed a detained minister and a senior state official using AK-47 weapons and bazookas. [read post]
30 Nov 2023, 9:01 pm
In a case just last term, Health and Hospital Corp. of Marion County v. [read post]
21 Nov 2023, 4:05 am
Enter now my old friend and mentor Marty Dunn, as well as several others serving in senior Corp Fin positions at the time. [read post]
20 Nov 2023, 4:58 am
Israel intensified violence in northern Gaza on Saturday moving armored corps units and infantry in densely packed Gaza City regions. [read post]
15 Nov 2023, 6:26 am
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
14 Nov 2023, 9:01 pm
According to the SEC’s order, Citadel Securities incorrectly marked [read post]
9 Nov 2023, 4:52 am
In a statement, Defense Secretary Lloyd Austin said the facility was being used by Iran’s Islamic Revolutionary Guard Corps and affiliated groups. [read post]
7 Nov 2023, 1:29 pm
Previously, Todd has worked for Investors Capital Corp. [read post]
24 Oct 2023, 4:22 am
The Pentagon has sent military advisers, including a Marine Corps general, and air defense systems to Israel in support of its anticipated invasion of Gaza. [read post]
18 Oct 2023, 3:02 pm
Editor’s Note: Welcome to “Vendor Voices in eDiscovery,” a regular and trusted waypoint within the rapidly changing landscape of eDiscovery. [read post]
9 Oct 2023, 12:59 pm
The Wall Street Journal yesterday cited “senior members of Hamas and Hezbollah” claiming “Iranian security officials helped plan” and “gave the green light. [read post]
4 Oct 2023, 2:08 pm
This is the case unless a majority of the board lacks independence on an issue or the majority of the board has conflicts of interest on an issue, or authority has been delegated by the board to either senior management or, more likely, to a board committee such as a special committee with no conflicts or self-interests in connection with the matter. [read post]
3 Oct 2023, 9:01 pm
SEC press release │SEC order SEC settles claims related to pre-IPO SPAC disclosure In the Matter of Digital World Acquisition Corp. [read post]
1 Oct 2023, 9:05 pm
The DOJ used a DPA to resolve the criminal charges against Boeing and to immunize the company’s senior-level managers from prosecution. [read post]
