Search for: "Sigma Financial"
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4 Jan 2021, 1:50 am
He is currently employed with Sigma Financial Corporation located in McKinney, Texas. [read post]
18 Jan 2012, 6:25 am
John Hovarth is an employee of Sigma Capital Management, a firm affiliated with the hedge fund SAC Capital Advisors. [read post]
18 Feb 2021, 4:45 pm
At the hearing, Robinhood CEO Vlad Tenev said that extreme stock volatility that led to Robinhood's restriction was a "five sigma" event with a "1 in 3.5 million" chance of happening. [read post]
18 Jul 2008, 5:52 pm
This podcast features the presentation of Matthew Siano, Vice President and General Counsel of Two Sigma Investments, Greg Nowak, a financial services partner in the Philadelphia office of Pepper Hamilton, and Carol Degener, of counsel in Pepper Hamilton's Financial Services Practice Group and resident in Pepper's NY office. [read post]
23 May 2019, 7:47 am
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bang, Gregory NYLife Securities LLC Bishop, Tywan Charles Schwab & Co, Inc ETrade Block, Gabriel First Standard Financial Company LLC… [read post]
17 Apr 2010, 7:56 am
Clearer drafting will reduce these risks, but many lawyers would argue that the clause in Sigma was clear. [read post]
2 Feb 2010, 12:54 am
Siano (Two Sigma Investments, LLC), J.W. [read post]
13 Jul 2018, 7:18 am
Reading was formerly associated with Sigma Financial Corporation (Sigma) out of the firm’s Highland, Michigan office location. [read post]
6 Sep 2013, 12:15 pm
Jorge del Calvo, Partner, Pillsbury Greg Gretsch, Managing Director, Sigma West Michael Millman, Managing Director, Global Head of Technology Equity Capital Markets, J.P. [read post]
21 Feb 2013, 2:29 am
Over the previous decades many of our clients have begun to implement quality assurance and efficiency measures like Six Sigma and LEAN borrowed from manufacturing industries. [read post]
28 Aug 2018, 11:20 am
M & T Securities, Inc Vincent Canzoneri Sigma Financial Corporation Ameriprise Financial Services, Inc Barry Connell Morgan Stanley UBS Financial Services Inc Charles Cox Wells Fargo Advisors, LLC Chase investment Services Corp Shane Dawkins Westpark Capital Joseph Stone Capital LLC Mark Flanagan Citigroup Global Markets Inc Wells Fargo Advisors, LLC… [read post]
18 Jan 2012, 1:43 pm
Meantime, an investment firm was able to use the insider information to prevent about $78,000 in financial losses. [read post]
Madoff Trustee Files Clawback Lawsuits Collectively Seeking Over $1B For BLMIS Feeder Fund Transfers
12 Jun 2012, 8:06 pm
Madoff Investment Securities LLC, has filed nearly a dozen clawback lawsuits seeking to recover more than $1 billion from investments by “feeder” funds tied to the failed financial firm. [read post]
14 Jun 2011, 9:36 pm
Anyone interested in the financial performance of US law firms, including BigLaw, should read this. [read post]
21 Nov 2011, 5:00 pm
The Financial Times recently published an interesting report entitled, US Innovative Lawyers 2011. [read post]
29 Oct 2012, 12:35 pm
A few months ago, I blogged about ‘the sigma’ that filing bankruptcy seems to create. [read post]
16 May 2023, 12:15 am
Yesterday, the California Department of Financial Protection & Innovation joined with the Commodity Futures Trading Commission and the Hawaii Department of Commerce and Consumer Affairs, Securities Enforcement Branch in filing suit in U.S. [read post]
14 Dec 2014, 7:35 am
The Financial Times recently released its 2014 North America Innovative Lawyers. [read post]
12 Oct 2020, 12:08 pm
Securities and Exchange Commission (“SEC”) and the Financial Industry Regulatory Authority (FINRA)[1]. [read post]
3 Dec 2022, 6:00 am
HELPING OTHERS PERSEVERE EVERYWHERE 6910951 ADVANCED METAL ETCHING 6910775 ACG 6914695 MIDWEST DISC CLINIC 6910586 STSC 6910585 SMS 6910584 STS 6910581 CHST 6910580 OHST 6910542 NEITA 6910467 PLAYER PAYBACK 6910454 CONFIRMDELIVERY 6910430 POSTAL STEWARD PS 6910380 6907165 6906954 TRUE BLUESTONE 6908682 THE CANDLE MOTHER EARTH WOULD BUY 6906685 FOXY TRAVEL GEAR 6906629 PITCHER PERFECT 6905974 ROYALICIOUS 6905973 RSC 6905672 ACT AS SUCH 6905308 SIP & SHARE WINES 6904790 … [read post]
