Search for: "Stanley D. Price"
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8 Dec 2022, 12:07 pm
For many REITs or Reg D offerings, the fees may be as high as 8% or more of the purchase price, and there are ongoing management fees each year. [read post]
3 Dec 2014, 9:30 pm
Senator Carl Levin (D-MI) characterized this risk by positing, “imagine if BP had been a bank. [read post]
23 Feb 2016, 6:51 am
From early, clunky printers, who could have anticipated 3-D printing that is rapidly becoming ubiquitous. [read post]
19 Sep 2008, 12:18 pm
The WSJ reports that, after receiving complaints about short-sellers, or investors who hope to profit by placing bets that a stock will fall, Cuomo said his office plans to investigate whether short sellers engaged in conspiracy or spread rumors and bad information to influence the stock prices of Lehman, AIG, Goldman Sachs, Morgan Stanley and other firms that have been hammered in the ongoing financial crisis. [read post]
13 Jul 2023, 11:31 am
”“Knowing of a buyout or an news beforehand is gol[d]. [read post]
16 Aug 2017, 8:27 am
Jones & Co. and Morgan Stanley & Co. [read post]
5 May 2008, 9:04 pm
Dreck @ TigerHawk; earlier] How'd I do, mom? [read post]
17 Mar 2008, 7:00 am
This range of trading options has created a wide variance in carbon prices. [read post]
3 Nov 2008, 11:02 am
Price, Peru, IN. 9:45 AM - Brandon Stanley v. [read post]
9 Oct 2014, 6:38 am
Lost in the Fine Print is a game-changing film featuring Senator Sheldon Whitehouse, D-R.I., Congressman Hank Johnson, D-Ga. [read post]
13 Jan 2008, 10:05 am
(no one that I'd consider worth taking seriously). [read post]
25 Nov 2020, 3:00 pm
(Morgan Stanley). [read post]
15 Nov 2007, 6:02 am
Although Regulation D was already 10 years old, there were concerns about integrating/aggregating derivative instruments - if an issuer sells notes that are linked to the Nikkei index on Monday, where the index price is struck at 10,000, and then issues a second series of Notes on Tuesday, where the index price is struck at 10,100 (due to an overnight change in the Japanese stock markets), are they considered part of the same offering? [read post]
7 Dec 2022, 4:25 am
Bennie Thompson (D-MS) said yesterday. [read post]
6 Mar 2015, 5:13 am
The company’s share price dropped 39% on the news. [read post]
15 Mar 2013, 5:14 pm
Stanley: what about filtering? [read post]
29 Jan 2018, 11:28 pm
This failure to speak provided enough of a legal basis for Stanley Sporkin and the SEC to charge the law firm for aiding and abetting the fraud and the district court agreed. [read post]
5 Apr 2022, 7:53 am
According to the SEC Form D submitted, the DMG officers are: Asher Genoot, Chief Operating Officer, Executive Officer and Director, Miami, FL William J. [read post]
8 Sep 2009, 9:58 am
Morgan Stanley & Co., et al. hosted on JD Supra Judge Limits Credit Firms’ 1st-Amendment Defense from the Wall Street Journal Federal Judge Rules Credit Rating Agencies Had No First Amendment Protection in Rating Asset-Backed Securities from Jim Hamilton's World of Securities Regulation Rating Agencies’ First Amendment Defense Rejected in Subprime Suit from Kevin LaCroix of The D&O Diary [read post]
17 Aug 2011, 2:32 pm
Stanley S. [read post]
