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28 Feb 2013, 9:11 pm by James Hamilton
Steve Stivers (R-OH) and Gwen Moore (D-WI) clarifying that Section 975 of the Dodd-Frank Act requiring municipal advisors to register with the SEC does not include dealers, banks, investment advisers and members of municipal governing bodies, and others who were either already regulated before the enactment of Dodd-Frank or are appointed, volunteer public servants. [read post]
14 Mar 2011, 6:30 pm by James Hamilton
Steve Stivers (R-OH).The Small Company Capital Formation Act encourages small companies to access the capital markets. [read post]
25 Oct 2010, 7:35 pm
Steve Frank, Chief Interpretive Officer at the National Constitution Center, facilitates the discussion. [read post]
31 Jan 2024, 12:32 pm by Ilya Somin
[Legal scholars Frank Bowman and Steve Vladeck weigh in on Texas's dangerous argument.] [read post]
23 Jun 2011, 8:42 pm by Ilya Somin
The bill was introduced by Democrat Barney Frank of Massachusetts and Ron Paul, a Texas Republican running for his party’s presidential nomination.Four Democrats are co-sponsors: John Conyers of Michigan, Barbara Lee of California, Jared Polis of Colorado and Steve Cohen of Tennessee.As the Washington Post notes in the article quoted above, the bill has no chance of actually passing. [read post]
5 Aug 2011, 11:27 am by James Hamilton
Steve Stivers (R-OH).The Sarbanes-Oxley Act mandated that companies have an internal mechanism to report criminal activity, such as an anonymous tip-line. [read post]
5 Aug 2011, 11:27 am by James Hamilton
Steve Stivers (R-OH).The Sarbanes-Oxley Act mandated that companies have an internal mechanism to report criminal activity, such as an anonymous tip-line. [read post]
6 Jun 2011, 10:19 pm by Walter Olson
Claim: unwanted sugar in Dunkin’ Donuts coffee order sent customer into diabetic shock [AP] Schadenfreude aside, key theory in feds’ case against John Edwards looking mighty strained [Meck Deck/John Locke Foundation, Steve Hayward/Power Line, Ted Frank, Jacob Sullum] “They’ve indicted one former presidential candidate on one count of false statements? [read post]
14 Oct 2011, 4:56 pm by James Hamilton
Steve Stivers (R-OH), HR 2779, which would exempt inter-affiliate swaps from certain regulatory requirements put in place by Dodd Frank. [read post]
24 Apr 2019, 12:22 pm by FHH Law
Fletcher, Heald & Hildreth’s Frank Montero, Steve Lovelady, and Dan Kirkpatrick recently presented a webinar about Online Public Inspection Files (OPIFs). [read post]
30 Aug 2011, 4:17 am by Broc Romanek
John Campbell (R-CA), Bill Flores (R-TX), Scott Garrett (R-NJ) and Steve Stivers (R-OH). [read post]
21 Jul 2011, 10:06 am
Too often missing in today's discussions of Dodd-Frank's one-year anniversary is appreciation of efforts by CFTC and SEC leadership to build from scratch the effective new whistleblower programs mandated by Dodd-Frank. [read post]
7 Jul 2014, 4:18 am by Siegel, LeWitter & Malkani
But a few days later, CACC’s president Steve Franks hired back everyone other than Mr. [read post]
7 Jul 2014, 4:18 am by Siegel, LeWitter & Malkani
But a few days later, CACC’s president Steve Franks hired back everyone other than Mr. [read post]
11 May 2021, 9:24 am by News Desk
Frank Busta, Ph.D.He was named the first director of NCFPD in 2004. [read post]
3 Apr 2012, 4:44 pm by James Hamilton
Steve Stivers (R-OH) said that HR 1779 contains important protections to ensure that businesses using the exemption are truly affiliated. [read post]