Search for: "The Miller Financial Group"
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22 Mar 2023, 7:59 am
By: Kyla Miller and Michael Afar Last week, the financial world was upset by the seizure and shut down by regulators of two regional banks — Silicon Valley Bank and Signature Bank. [read post]
28 Dec 2012, 12:15 pm
Gary Miller (R-CA) and, the newly created position of Committee Whip will be filled by Rep. [read post]
30 Nov 2006, 8:13 am
Miller (Cornell University - School of Law and New York University - School of Law) have posted Do Juries Add Value? [read post]
5 Nov 2009, 11:10 am
Specifically, the report must determine the percentage of recovery of the total amount of a claim in a FINRA arbitration proceeding.The Miller Amendment authorizes the SEC and CFTC to establish a joint advisory committee to develop solutions to emerging and ongoing issues in the securities and commodities markets. [read post]
12 Aug 2018, 10:18 pm
The 3rd affirmed Miller. [read post]
31 Aug 2021, 10:06 am
Harris served as a Senior Advisor to both Acting Deputy Secretary and Under Secretary for Domestic Finance, Mary Miller, and Deputy Secretary, Sarah Bloom Raskin. [read post]
31 Aug 2021, 10:06 am
Harris served as a Senior Advisor to both Acting Deputy Secretary and Under Secretary for Domestic Finance, Mary Miller, and Deputy Secretary, Sarah Bloom Raskin. [read post]
18 Sep 2014, 11:02 am
Deputy Assistant Attorney General Marshall Miller also spoke to a group of corporate lawyers in New York City. [read post]
17 May 2012, 2:54 pm
Financial statements are prepared on the assumption that the company will continue as a going concern. [read post]
19 Apr 2017, 8:08 am
This right extends to situations in which financial obligations are incurred in reliance on a legal act giving rise to a legitimate expectation that the legal act/right will not be retrospectively invalidated [46] – [48]. [read post]
6 Mar 2012, 12:08 pm
” Cordray, who previously served as Ohio attorney general, said the CFPB and state AGs have formed a series of working groups that are “meeting regularly to discuss the challenges posed to our mutual constituents” by financial scams. [read post]
29 Jul 2010, 7:20 am
The following guest post comes from Kevin Miller, a Partner in Alston & Bird’s Corporate Transactions & Securities Group and Practice Center Contributor. [read post]
29 Jan 2013, 7:00 am
The Roundtable, which was co-organized by Lucian Bebchuk, Stephen Davis, and Scott Hirst, was supported by American Express Company, Berman DeValerio, Broadridge Financial Solutions, Deloitte LLP, EMC Corporation, Innisfree, Pfizer Inc., Prudential Financial Inc., The Coca Cola Company and UnitedHealth Group. [read post]
16 Apr 2008, 8:02 pm
Simple, the financial planner turned Miller in when he wound up with his own tax fraud problems with the IRS. [read post]
5 Feb 2010, 6:05 am
Volcker is the Chairman of the Trustees as well as the Chairman of the Steering Committee of the Group of 30 (G-30), it is worth noting that the Volcker Rules are significantly more aggressive than the G-30’s recent proposal to merely limit proprietary trading by “strict capital and liquidity requirements. [read post]
3 Jan 2019, 5:48 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Albin, William Waddell & Reed Metlife Securities Inc Allen, David Avenir Financial Group Gunnallen Financial, Inc Boupon, Kean Morgan Stanley Merrill Lynch, Pierce,… [read post]
28 Jun 2014, 11:29 am
Miller, now 61 and managing director of Integra Shield Financial Group in Minnesota. [read post]
26 Mar 2012, 9:48 am
For more information and a FREE CONSULTATION call me at Premier Law Group at (206)285-1743. [read post]
14 Dec 2015, 7:19 am
If you purchased the investment at the recommendation of a financial advisor, the securities attorneys of The White Law Group may be able to help you recover those losses through a FINRA arbitration claim against your advisor or brokerage firm. [read post]
5 Nov 2009, 12:12 pm
George Miller (D-Calif.) [read post]
